Commonwealth Equity Services’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-12,142	Closed	-$51K	–	2274
2015 Q3	$51K	Buy	12,142 +56	+0.5%	+$235	﹤0.01%	2052
2015 Q2	$64K	Sell	12,086 -5,335	-31%	-$28.3K	﹤0.01%	2118
2015 Q1	$107K	Buy	+17,421	New	+$107K	﹤0.01%	2052