|
1
|
Wells Fargo
San Francisco,
California
|
$5.24M
|
-$17.5K
|
-1,229
|
-0.3%
|
|
|
2
|
Parametric Portfolio Associates
Seattle,
Washington
|
$5.18M
|
+$1.22M
|
+85,122
|
+30%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$5.08M
|
+$432K
|
+30,276
|
+9%
|
|
|
4
|
|
$4.87M
|
-$2.25M
|
-157,917
|
-31%
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$4.61M
|
-$1.5M
|
-105,190
|
-24%
|
|
|
6
|
PT Asset Management
Chicago,
Illinois
|
$3.88M
|
+$849K
|
+59,432
|
+28%
|
|
|
7
|
Global Endowment Management
Charlotte,
North Carolina
|
$2.62M
|
-$27.1K
|
-1,900
|
-1%
|
|
|
8
|
|
$2.15M
|
+$35.3K
|
+2,470
|
+2%
|
|
|
9
|
Mackay Shields LLC
New York
|
$2.02M
|
–
|
–
|
–
|
|
|
10
|
Advisors Asset Management
Monument,
Colorado
|
$1.91M
|
-$1.64M
|
-114,595
|
-46%
|
|
|
11
|
Tortoise Investment Management
White Plains,
New York
|
$1.73M
|
+$40.4K
|
+2,830
|
+2%
|
|
|
12
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.52M
|
+$1.53M
|
+107,018
|
New
|
|
|
13
|
Whitebox Advisors
Minneapolis,
Minnesota
|
$1.44M
|
–
|
–
|
–
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.32M
|
+$13.6K
|
+951
|
+1%
|
|
|
15
|
|
$1.19M
|
-$934K
|
-65,446
|
-44%
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$1.17M
|
+$260K
|
+18,236
|
+28%
|
|
|
17
|
Newgate Capital Management
Greenwich,
Connecticut
|
$984K
|
+$991K
|
+69,405
|
New
|
|
|
18
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$808K
|
–
|
–
|
–
|
|
|
19
|
Doliver Advisors
Houston,
Texas
|
$772K
|
+$556K
|
+38,963
|
+252%
|
|
|
20
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$704K
|
+$710K
|
+49,689
|
New
|
|
|
21
|
LPL Financial
San Diego,
California
|
$682K
|
-$103K
|
-7,189
|
-13%
|
|
|
22
|
Capital Investment Advisors
Atlanta,
Georgia
|
$666K
|
-$7.97K
|
-558
|
-1%
|
|
|
23
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$628K
|
-$63K
|
-4,411
|
-9%
|
|
|
24
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$565K
|
-$12.7K
|
-890
|
-2%
|
|
|
25
|
VanEck Associates
New York
|
$554K
|
+$69.1K
|
+4,842
|
+14%
|
|
