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First Trust Indxx NextG ETF

40 hedge funds and large institutions have $187M invested in First Trust Indxx NextG ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

500% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 3

43% more funds holding

Funds holding: 2840 (+12)

21% more capital invested

Capital invested by funds: $155M → $187M (+$32.3M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7.77% less ownership

Funds ownership: 78.72%70.95% (-7.8%)

Holders
40
Holders Change
+12
Holders Change %
+42.86%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
18
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAS
1
Avantax Advisory Services
Texas
$143M +$5.32M +101,033 +4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.69M +$2.98M +56,568 +87%
PP
3
Prudential plc
United Kingdom
$5.06M +$1.51M +28,710 +45%
Morgan Stanley
4
Morgan Stanley
New York
$4.82M +$1.11M +21,152 +32%
UBS Group
5
UBS Group
Switzerland
$4.27M +$31K +589 +0.8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.42M +$1.25M +23,644 +61%
LPL Financial
7
LPL Financial
California
$2.59M +$943K +17,904 +61%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.08M +$1.34M +25,426 +204%
AG
9
Advisor Group
Arizona
$2.08M +$663K +12,588 +50%
UR
10
USCA RIA
Texas
$1.53M +$1.47M +27,805 New
Citadel Advisors
11
Citadel Advisors
Florida
$1.5M -$1.41M -26,701 -49%
RJA
12
Raymond James & Associates
Florida
$1.46M +$641K +12,163 +85%
Stifel Financial
13
Stifel Financial
Missouri
$1.44M +$128K +2,428 +10%
PSF
14
Pacific Sun Financial
California
$1.37M -$30K -570 -2%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$980K +$16.8K +319 +2%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$821K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$599K +$241K +4,565 +72%
FPB
18
First PREMIER Bank
South Dakota
$543K +$521K +9,880 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$443K +$195K +3,692 +82%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$438K +$420K +7,976 New
MC
21
Moors & Cabot
Massachusetts
$339K +$327K +6,206 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$273K +$262K +4,970 New
IA
23
IFG Advisory
Georgia
$258K +$26.7K +506 +12%
AWA
24
Arkadios Wealth Advisors
Georgia
$224K +$205K +3,892 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$188K +$180K +3,419 New

NXTG Hedge Fund Activity: Q4 2019 in Review

40 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx NextG ETF (NXTG) for Q4 2019, worth a combined $187M — up 21% from $155M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NXTG positions and 2 closed out — a net gain of 12 holders — while 18 added to existing stakes and 3 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $5.32M. The largest seller was Citadel Advisors, cutting an estimated $1.41M.

  • 40 institutional investors held First Trust Indxx NextG ETF (NXTG) as of Q4 2019, up from 28 in Q3 2019.
  • Funds reported $187M of First Trust Indxx NextG ETF stock for Q4 2019, up 21% quarter-over-quarter.
  • 14 funds opened new First Trust Indxx NextG ETF positions in Q4 2019 and 2 closed out, a net change of +12 holders.
  • The largest First Trust Indxx NextG ETF buyer in Q4 2019 was Avantax Advisory Services, an estimated $5.32M added.
  • The largest First Trust Indxx NextG ETF seller in Q4 2019 was Citadel Advisors, an estimated $1.41M sold.

Based on aggregated 13F filings for Q4 2019.