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First Trust Indxx NextG ETF

28 hedge funds and large institutions have $155M invested in First Trust Indxx NextG ETF in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

22% more funds holding

Funds holding: 2328 (+5)

18% more capital invested

Capital invested by funds: $131M → $155M (+$23.6M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

18.01% less ownership

Funds ownership: 96.73%78.72% (-18%)

Holders
28
Holders Change
+5
Holders Change %
+21.74%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
11
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAS
1
Avantax Advisory Services
Texas
$126M +$13M +260,477 +12%
UBS Group
2
UBS Group
Switzerland
$3.89M +$2.98M +59,782 +343%
Morgan Stanley
3
Morgan Stanley
New York
$3.36M +$948K +19,022 +40%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.29M +$2.57M +51,553 +376%
PP
5
Prudential plc
United Kingdom
$3.21M +$1.88M +37,700 +146%
Citadel Advisors
6
Citadel Advisors
Florida
$2.73M -$305K -6,131 -10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.95M +$571K +11,456 +42%
LPL Financial
8
LPL Financial
California
$1.48M +$334K +6,697 +30%
PSF
9
Pacific Sun Financial
California
$1.28M -$31.4K -630 -2%
AG
10
Advisor Group
Arizona
$1.27M +$1.01M +20,263 +411%
Stifel Financial
11
Stifel Financial
Missouri
$1.21M +$391K +7,854 +49%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$883K +$874K +17,536 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$821K
RJA
14
Raymond James & Associates
Florida
$724K +$435K +8,724 +154%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$628K +$622K +12,477 New
Jane Street
16
Jane Street
New York
$574K -$3.47M -69,551 -86%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$319K +$317K +6,356 New
CS
18
Credit Suisse
Switzerland
$273K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$229K -$24.1K -483 -10%
IA
20
IFG Advisory
Georgia
$211K +$209K +4,201 New
IA
21
IFP Advisors
Florida
$77K +$75.8K +1,522 New
CFGS
22
Concourse Financial Group Securities
Alabama
$27K +$4.83K +97 +22%
CFA
23
Carroll Financial Associates
North Carolina
$11K +$11K +220 New
GWM
24
Geneos Wealth Management
Colorado
$10K
AIP
25
Ameritas Investment Partners
Nebraska
$9K +$9.71K +195 New

NXTG Hedge Fund Activity: Q3 2019 in Review

28 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx NextG ETF (NXTG) for Q3 2019, worth a combined $155M — up 18% from $131M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NXTG positions and 3 closed out — a net gain of 5 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $13M. The largest seller was Jane Street, cutting an estimated $3.47M.

  • 28 institutional investors held First Trust Indxx NextG ETF (NXTG) as of Q3 2019, up from 23 in Q2 2019.
  • Funds reported $155M of First Trust Indxx NextG ETF stock for Q3 2019, up 18% quarter-over-quarter.
  • 8 funds opened new First Trust Indxx NextG ETF positions in Q3 2019 and 3 closed out, a net change of +5 holders.
  • The largest First Trust Indxx NextG ETF buyer in Q3 2019 was Avantax Advisory Services, an estimated $13M added.
  • The largest First Trust Indxx NextG ETF seller in Q3 2019 was Jane Street, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2019.