|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$3.49M
|
-$135K
|
-10,875
|
-4%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$1.21M
|
-$205K
|
-16,461
|
-15%
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$980K
|
+$35.9K
|
+2,884
|
+4%
|
|
|
4
|
Doliver Advisors
Houston,
Texas
|
$745K
|
+$286K
|
+22,978
|
+63%
|
|
|
5
|
|
$742K
|
+$123K
|
+9,886
|
+20%
|
|
|
6
|
Wolverine Asset Management
Chicago,
Illinois
|
$731K
|
+$196K
|
+15,734
|
+37%
|
|
|
7
|
Karpus Investment Management
Pittsford,
New York
|
$563K
|
+$27.3K
|
+2,191
|
+5%
|
|
|
8
|
HighVista Strategies
Boston,
Massachusetts
|
$298K
|
+$298K
|
+23,900
|
New
|
|
|
9
|
Tortoise Investment Management
White Plains,
New York
|
$290K
|
+$24.9K
|
+2,000
|
+9%
|
|
|
10
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$277K
|
+$276K
|
+22,186
|
New
|
|
|
11
|
TFS Capital
West Chester,
Pennsylvania
|
$252K
|
+$122K
|
+9,782
|
+94%
|
|
|
12
|
Point View Wealth Management
Summit,
New Jersey
|
$182K
|
+$181K
|
+14,557
|
New
|
|
|
13
|
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
$172K
|
–
|
–
|
–
|
|
|
14
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$157K
|
–
|
–
|
–
|
|
|
15
|
Brave Asset Management
Summit,
New Jersey
|
$137K
|
+$137K
|
+10,983
|
New
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
$118K
|
-$1.86K
|
-149
|
-2%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$64K
|
+$14.8K
|
+1,187
|
+30%
|
|
|
18
|
|
$38K
|
-$92.4K
|
-7,416
|
-71%
|
|
|
19
|
|
$26K
|
+$18.1K
|
+1,449
|
+218%
|
|
|
20
|
Cordasco Financial Network
Naples,
Florida
|
$19K
|
+$18.5K
|
+1,488
|
New
|
|
|
21
|
American International Group
New York
|
$17.7K
|
–
|
–
|
–
|
|
|
22
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$12K
|
–
|
–
|
–
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$8K
|
+$6.37K
|
+511
|
+323%
|
|
|
24
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$68K
|
-5,365
|
Closed
|
|
|
25
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$13K
|
-1,014
|
Closed
|
|
