|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$3.65M
|
-$359K
|
-28,561
|
-9%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$1.43M
|
+$273K
|
+21,746
|
+24%
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$952K
|
+$17.7K
|
+1,405
|
+2%
|
|
|
4
|
|
$626K
|
+$76.2K
|
+6,064
|
+14%
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$541K
|
+$413K
|
+32,882
|
+328%
|
|
|
6
|
Wolverine Asset Management
Chicago,
Illinois
|
$540K
|
+$87K
|
+6,929
|
+19%
|
|
|
7
|
Doliver Advisors
Houston,
Texas
|
$463K
|
-$311K
|
-24,751
|
-40%
|
|
|
8
|
Tortoise Investment Management
White Plains,
New York
|
$268K
|
–
|
–
|
–
|
|
|
9
|
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
$174K
|
–
|
–
|
–
|
|
|
10
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$159K
|
–
|
–
|
–
|
|
|
11
|
|
$131K
|
-$29.9K
|
-2,382
|
-19%
|
|
|
12
|
TFS Capital
West Chester,
Pennsylvania
|
$131K
|
+$131K
|
+10,406
|
New
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$121K
|
+$81.7K
|
+6,500
|
+210%
|
|
|
14
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
$68K
|
-$67.4K
|
-5,365
|
-50%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$49K
|
+$88
|
+7
|
+0.2%
|
|
|
16
|
American International Group
New York
|
$17.9K
|
+$17.8K
|
+1,420
|
New
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$13K
|
–
|
–
|
–
|
|
|
18
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$13K
|
–
|
–
|
–
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$8K
|
–
|
–
|
–
|
|
|
20
|
|
$8K
|
+$8.37K
|
+666
|
New
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$2K
|
-$1.78K
|
-142
|
-47%
|
|
|
22
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$207K
|
-15,320
|
Closed
|
|
|
23
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$33K
|
-2,500
|
Closed
|
|
