Northwest Biotherapeutics, Inc. Common stock

NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	SM 1 Sabby Management Miami Beach, Florida	$2.91M	+$3.16M	+870,543	New
2	WA 2 Whitebox Advisors Minneapolis, Minnesota	$2.54M	+$2.76M	+760,415	New
3	3 Vanguard Group Malvern, Pennsylvania	$1.24M	+$1.34M	+370,571	New
4	CS 4 Credit Suisse Zurich, Switzerland	$812K	+$881K	+243,128	New
5	5 Allianz Asset Management Munich, Germany	$626K	+$680K	+187,500	New
6	BFA 6 BlackRock Fund Advisors San Francisco, California	$186K	+$201K	+55,539	New
7	BIT 7 BlackRock Institutional Trust San Francisco, California	$124K	+$134K	+37,033	New
8	8 Nomura Holdings Tokyo, Japan	$100K	+$109K	+30,100	New
9	9 Jane Street New York	$87K	+$94.8K	+26,145	New
10	CDH 10 Charles D. Hyman	$68K	+$73.9K	+20,375	New
11	WC 11 Woodstock Corp Boston, Massachusetts	$61K	+$65.7K	+18,121	New
12	KA 12 Kovack Advisors Ft. Lauderdale, Florida	$57K	+$61.4K	+16,945	New
13	FM 13 Family Management New York	$41K	+$44.7K	+12,330	New
14	14 California Public Employees Retirement System Sacramento, California	$41K	+$44.9K	+12,375	New
15	15 State Street Boston, Massachusetts	$40K	+$43.5K	+12,000	New
16	U 16 UBS Zurich, Switzerland	$9K	+$10.2K	+2,812	New
17	17 Bank of America Charlotte, North Carolina	$9K	+$10.2K	+2,825	New
18	18 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$5K	+$5.8K	+1,599	New
19	DADC 19 D.A. Davidson & Co Great Falls, Montana	–	+$14	+4	New
20	20 First Manhattan New York	–	+$29	+8	New