|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$61.5M
|
-$10M
|
-782,920
|
-15%
|
|
|
2
|
|
$43.8M
|
+$3.55M
|
+277,102
|
+9%
|
|
|
3
|
Mackay Shields LLC
New York
|
$33M
|
+$2.39M
|
+186,407
|
+8%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$25.1M
|
+$1.6M
|
+125,000
|
+7%
|
|
|
5
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$21.9M
|
-$5.82M
|
-453,517
|
-22%
|
|
|
6
|
VanEck Associates
New York
|
$17.8M
|
-$636K
|
-49,618
|
-3%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$17M
|
+$2.37M
|
+185,072
|
+17%
|
|
|
8
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$15.7M
|
-$1.58M
|
-122,921
|
-10%
|
|
|
9
|
Guggenheim Capital
Chicago,
Illinois
|
$15.5M
|
+$80.1K
|
+6,245
|
+0.5%
|
|
|
10
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$13.2M
|
+$2.1M
|
+163,431
|
+20%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$12M
|
+$580K
|
+45,260
|
+5%
|
|
|
12
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$10.6M
|
+$4.91M
|
+383,230
|
+94%
|
|
|
13
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$9.81M
|
+$5.2M
|
+405,218
|
+124%
|
|
|
14
|
Osaic Holdings
Scottsdale,
Arizona
|
$9.17M
|
-$409K
|
-31,868
|
-4%
|
|
|
15
|
LPL Financial
San Diego,
California
|
$8.51M
|
-$144K
|
-11,207
|
-2%
|
|
|
16
|
Karpus Investment Management
Pittsford,
New York
|
$7.92M
|
-$12.6M
|
-985,747
|
-63%
|
|
|
17
|
Advisors Asset Management
Monument,
Colorado
|
$6.94M
|
+$451K
|
+35,195
|
+7%
|
|
|
18
|
Raymond James & Associates
St Petersburg,
Florida
|
$6.66M
|
+$363K
|
+28,325
|
+6%
|
|
|
19
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$6.54M
|
+$3.78M
|
+294,587
|
+152%
|
|
|
20
|
Allianz Asset Management
Munich,
Germany
|
$6.31M
|
–
|
–
|
–
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$5.59M
|
+$1.63M
|
+126,890
|
+44%
|
|
|
22
|
Stifel Financial
St. Louis,
Missouri
|
$5.31M
|
-$113K
|
-8,823
|
-2%
|
|
|
23
|
Rareview Capital
Las Vegas,
Nevada
|
$5.25M
|
+$778K
|
+60,694
|
+18%
|
|
|
24
|
|
$4.97M
|
+$526K
|
+41,000
|
+12%
|
|
|
25
|
Congress Park Capital
Saratoga Springs,
New York
|
$4.95M
|
+$1.28M
|
+100,000
|
+37%
|
|
