|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$35.4M
|
-$303K
|
-18,808
|
-0.8%
|
|
|
2
|
|
$31.2M
|
+$2.18M
|
+134,990
|
+7%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$27.4M
|
+$5M
|
+309,952
|
+20%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$18.8M
|
-$2.04M
|
-126,716
|
-9%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$17.8M
|
-$94.3K
|
-5,841
|
-0.5%
|
|
|
6
|
Karpus Investment Management
Pittsford,
New York
|
$15.8M
|
+$17.3M
|
+1,073,568
|
New
|
|
|
7
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$10.9M
|
-$1.3M
|
-80,478
|
-10%
|
|
|
8
|
VanEck Associates
New York
|
$10.8M
|
-$1.41M
|
-87,188
|
-11%
|
|
|
9
|
Oxbow Advisors
Austin,
Texas
|
$9.36M
|
-$274K
|
-17,003
|
-3%
|
|
|
10
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$9.05M
|
+$2.37M
|
+146,975
|
+31%
|
|
|
11
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$8.94M
|
+$172K
|
+10,629
|
+2%
|
|
|
12
|
|
$8.61M
|
+$5.1M
|
+316,300
|
+117%
|
|
|
13
|
Osaic Holdings
Scottsdale,
Arizona
|
$7.89M
|
+$10.4M
|
+642,976
|
New
|
|
|
14
|
LPL Financial
San Diego,
California
|
$7.09M
|
+$293K
|
+18,163
|
+4%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$6.87M
|
+$1.36M
|
+84,198
|
+22%
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$6.66M
|
-$435K
|
-26,971
|
-6%
|
|
|
17
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
$6.2M
|
+$4.84M
|
+300,000
|
New
|
|
|
18
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$6.07M
|
+$523K
|
+32,380
|
+8%
|
|
|
19
|
Ameriprise
Minneapolis,
Minnesota
|
$5.31M
|
-$120K
|
-7,442
|
-2%
|
|
|
20
|
|
$4.95M
|
+$1.96M
|
+121,437
|
+56%
|
|
|
21
|
Stifel Financial
St. Louis,
Missouri
|
$4.42M
|
-$1.05M
|
-65,343
|
-18%
|
|
|
22
|
Vivaldi Capital Management
Chicago,
Illinois
|
$4.15M
|
+$4.57M
|
+282,918
|
New
|
|
|
23
|
|
$4M
|
–
|
–
|
–
|
|
|
24
|
Cornerstone Advisory
Hunt Valley,
Maryland
|
$3.67M
|
+$32.4K
|
+2,006
|
+0.8%
|
|
|
25
|
AQR Arbitrage
Greenwich,
Connecticut
|
$3.48M
|
+$3.83M
|
+237,410
|
New
|
|
