|
251
|
Valeo Financial Advisors
Carmel,
Indiana
|
–
|
-$200K
|
-17,000
|
Closed
|
|
|
252
|
F.L. Putnam Investment Management
Lynnfield,
Massachusetts
|
–
|
-$195K
|
-16,573
|
Closed
|
|
|
253
|
Buck Wealth Strategies
Denver,
Colorado
|
–
|
-$175K
|
-14,859
|
Closed
|
|
|
254
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$174K
|
-14,794
|
Closed
|
|
|
255
|
Peak Asset Management
Louisville,
Colorado
|
–
|
-$160K
|
-13,620
|
Closed
|
|
|
256
|
Regatta Capital Group
El Segundo,
California
|
–
|
-$155K
|
-12,735
|
Closed
|
|
|
257
|
InTrack Investment Management
South Burlington,
Vermont
|
–
|
-$139K
|
-11,800
|
Closed
|
|
|
258
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$118K
|
-10,000
|
Closed
|
|
|
259
|
Pointe Capital Management
Grosse Pointe Farms,
Michigan
|
–
|
-$111K
|
-9,440
|
Closed
|
|
|
260
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$96.5K
|
-8,193
|
Closed
|
|
|
261
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$29.4K
|
-2,500
|
Closed
|
|
|
262
|
NVWM LLC
Yardley,
Pennsylvania
|
–
|
-$25K
|
-2,118
|
Closed
|
|
|
263
|
Albion Financial Group
Salt Lake City,
Utah
|
–
|
-$22.7K
|
-1,925
|
Closed
|
|
|
264
|
Mendota Financial Group
Madison,
Wisconsin
|
–
|
-$23.5K
|
-1,591
|
Closed
|
|
|
265
|
WealthPLAN Partners
Omaha,
Nebraska
|
–
|
-$17.3K
|
-1,468
|
Closed
|
|
|
266
|
Washington Trust
Westerly,
Rhode Island
|
–
|
-$15.3K
|
-1,300
|
Closed
|
|
|
267
|
Bellevue Asset Management
Bellevue,
Washington
|
–
|
-$11.4K
|
-969
|
Closed
|
|
|
268
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
–
|
-$11.3K
|
-962
|
Closed
|
|
|
269
|
Stonebridge Capital Advisors
St Paul,
Minnesota
|
–
|
-$11K
|
-936
|
Closed
|
|
