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AllianzIM U.S. Equity Buffer20 Nov ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$5.02M -$428K -15,934 -8%
AIMU
2
Allianz Investment Management US
Minnesota
$4.52M -$854K -31,769 -16%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$3.49M -$1.12M -41,630 -25%
KAS
4
Kestra Advisory Services
Texas
$2.16M -$785K -29,213 -27%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.33M +$1.28M +47,626 New
IA
6
IFP Advisors
Florida
$1.22M
CA
7
Cetera Advisors
Colorado
$873K -$286K -10,640 -25%
SB
8
Strategic Blueprint
Georgia
$849K +$47.9K +1,783 +6%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$561K -$38K -1,413 -7%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$483K -$576K -21,441 -55%
CAN
11
Cetera Advisor Networks
California
$307K -$358K -13,313 -55%
Citadel Advisors
12
Citadel Advisors
Florida
$270K -$66.4K -2,472 -20%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$219K
LPL Financial
14
LPL Financial
California
$209K +$201K +7,494 New
AA
15
Advisory Alpha
Michigan
$205K +$198K +7,375 New
WP
16
WealthSource Partners
California
$201K +$193K +7,200 New
UBS Group
17
UBS Group
Switzerland
$89.7K +$38.2K +1,422 +79%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$65.5K +$15.5K +577 +33%
OMC
19
Old Mission Capital
Illinois
-$504K -19,112 Closed
JP Morgan Chase
20
JP Morgan Chase
New York
-$418K -15,845 Closed
AWS
21
Atria Wealth Solutions
New York
-$265K -10,054 Closed