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Novavax

Name Holding Trade Value Shares
Change
Change in
Stake
TRSOTSOK
151
Teachers Retirement System of the State of Kentucky
Kentucky
– -$149K -3,582 Closed
PP
152
Paloma Partners
Connecticut
– -$139K -3,331 Closed
SGAM
153
Smith Group Asset Management
Texas
– -$118K -2,840 Closed
DWM
154
Dorchester Wealth Management
Quebec, Canada
– -$108K -2,600 Closed
EEG
155
E.E. Geduld
– -$104K -2,500 Closed
HCM
156
Harvey Capital Management
Florida
– -$82K -1,980 Closed
PM
157
Parametrica Management
Hong Kong
– -$63K -1,526 Closed
CCMH
158
Cornerstone Capital Management Holdings
New York
– -$54K -1,335 Closed
OPPM
159
Opus Point Partners Management
New York
– -$54K -1,289 Closed
CSS
160
Cubist Systematic Strategies
Connecticut
– -$52K -1,245 Closed
AC
161
Avenir Corporation
Virginia
– -$37K -900 Closed
CA
162
Cetera Advisors
Colorado
– -$31K -750 Closed
EIA
163
Edgemoor Investment Advisors
Maryland
– -$31K -750 Closed
MC
164
Moors & Cabot
Massachusetts
– -$30K -750 Closed
PHK
165
Point72 Hong Kong
Hong Kong
– -$31K -740 Closed
MMA
166
Miracle Mile Advisors
California
– -$24K -588 Closed
WAM
167
World Asset Management
Michigan
– -$22K -530 Closed
SEI Investments
168
SEI Investments
Pennsylvania
– -$15.4K -528 -98%
BRF
169
B. Riley Financial
California
– -$22K -525 Closed
PMG
170
ProVise Management Group
Florida
– -$21K -500 Closed
Bank of Montreal
171
Bank of Montreal
Ontario, Canada
– -$7K -240 -94%
PCM
172
Prelude Capital Management
New York
– -$3K -84 Closed
AIM
173
Anchor Investment Management
South Carolina
– -$2.08K -50 Closed
CFG
174
Citizens Financial Group
Rhode Island
– -$2K -50 Closed
FWM
175
Focused Wealth Management
New York
– -$2K -50 Closed