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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
BWL
201
Bogart Wealth LLC
Virginia
$1.74K – – –
FA
202
Financial Avengers
California
$1.13K +$1.15K +33 New
PAG
203
Private Advisor Group
New Jersey
$872 -$310K -8,879 -26%
LWANC
204
Laurel Wealth Advisors (North Carolina)
North Carolina
$821 – – –
TAM
205
Tucker Asset Management
Colorado
$514 +$523 +15 New
HNB
206
Huntington National Bank
Ohio
$34 – – –
AC
207
AlphaCore Capital
California
$34 +$35 +1 New
CIA
208
Compass Ion Advisors
Pennsylvania
– -$1.16M -36,117 Closed
SHJ
209
Sharkey, Howes & Javer
Colorado
– -$382K -11,929 Closed
SPC
210
Sigma Planning Corp
Michigan
– -$268K -8,344 Closed
MI
211
Moneywise Inc
Virginia
– -$207K -6,453 Closed
EC
212
Estate Counselors
Wisconsin
– -$8K -280 Closed
HGERS
213
Householder Group Estate & Retirement Specialist
Arizona
– -$3K -103 Closed
EBA
214
Eagle Bay Advisors
New York
– -$1K -16 Closed
5 6 7 8
9