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Nuveen ESG Large-Cap Value ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.66M -$277K -9,346 -5%
UBS Group
2
UBS Group
Switzerland
$4.29M +$450K +15,161 +12%
Goldman Sachs
3
Goldman Sachs
New York
$4.08M +$4M +135,000 New
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$2.73M
APP
5
Avantax Planning Partners
Iowa
$2.15M +$1.32M +44,414 +170%
Bank of America
6
Bank of America
North Carolina
$1.52M +$198K +6,674 +15%
HighTower Advisors
7
HighTower Advisors
Illinois
$902K +$7.15K +241 +0.8%
UB
8
UMB Bank
Missouri
$841K +$279K +9,421 +51%
FAAS
9
First Allied Advisory Services
California
$756K +$40.5K +1,364 +6%
Citadel Advisors
10
Citadel Advisors
Florida
$753K +$738K +24,889 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$611K +$340K +11,476 +131%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$582K +$571K +19,238 New
LPL Financial
13
LPL Financial
California
$578K +$165K +5,578 +41%
TRCT
14
Tower Research Capital (TRC)
New York
$565K -$615K -20,746 -53%
CAN
15
Cetera Advisor Networks
California
$551K +$290K +9,795 +117%
VC
16
Vicus Capital
Pennsylvania
$477K +$467K +15,751 New
HA
17
Harborview Advisors
Maine
$427K +$145K +4,890 +53%
SAS
18
Sage Advisory Services
Texas
$350K +$344K +11,585 New
PAG
19
Private Advisor Group
New Jersey
$347K +$68.2K +2,300 +25%
SFSG
20
Stearns Financial Services Group
North Carolina
$253K +$67.9K +2,289 +38%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$239K +$16.8K +568 +8%
KLI
22
Kelman-Lazarov Inc
Tennessee
$236K +$10K +338 +5%
CFA
23
Carroll Financial Associates
North Carolina
$158K
Bessemer Group
24
Bessemer Group
New Jersey
$155K
BCI
25
Brinker Capital Investments
Pennsylvania
$126K +$45.2K +1,524 +58%