|
1
|
Nuveen
Charlotte,
North Carolina
|
$33.7M
|
–
|
–
|
–
|
|
|
2
|
LPL Financial
San Diego,
California
|
$1.67M
|
+$880K
|
+26,211
|
+89%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$1.01M
|
+$299K
|
+8,920
|
+36%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$811K
|
+$83.3K
|
+2,483
|
+10%
|
|
|
5
|
Tower Research Capital (TRC)
New York
|
$684K
|
-$544K
|
-16,211
|
-42%
|
|
|
6
|
HighTower Advisors
Chicago,
Illinois
|
$603K
|
+$94.3K
|
+2,810
|
+16%
|
|
|
7
|
Arkos Global Advisors
Houston,
Texas
|
$573K
|
+$639K
|
+19,051
|
New
|
|
|
8
|
First Allied Advisory Services
San Diego,
California
|
$568K
|
-$55K
|
-1,638
|
-8%
|
|
|
9
|
|
$536K
|
+$99K
|
+2,950
|
+20%
|
|
|
10
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$314K
|
+$143K
|
+4,250
|
+69%
|
|
|
11
|
Reynders McVeigh Capital Management
Boston,
Massachusetts
|
$240K
|
+$268K
|
+7,980
|
New
|
|
|
12
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$179K
|
–
|
–
|
–
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$177K
|
+$197K
|
+5,880
|
New
|
|
|
14
|
American Portfolios Advisors
Holbrook,
New York
|
$169K
|
+$80.7K
|
+2,405
|
+75%
|
|
|
15
|
Stearns Financial Services Group
Greensboro,
North Carolina
|
$87K
|
+$97.2K
|
+2,896
|
New
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$78K
|
+$71.8K
|
+2,138
|
+485%
|
|
|
17
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$31K
|
+$22.7K
|
+677
|
+197%
|
|
|
18
|
LifePlan Financial Group
Dayton,
Ohio
|
$30K
|
+$33.9K
|
+1,010
|
New
|
|
|
19
|
CX Institutional
Auburn,
Indiana
|
$29K
|
–
|
–
|
–
|
|
|
20
|
Advisor Group
Phoenix,
Arizona
|
$17K
|
–
|
–
|
–
|
|
|
21
|
UMB Bank
Kansas City,
Missouri
|
$226
|
–
|
–
|
–
|
|
|
22
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.05M
|
-28,257
|
Closed
|
|
|
23
|
Beaumont Financial Advisors
Needham,
Massachusetts
|
–
|
-$243K
|
-6,510
|
Closed
|
|
|
24
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$33K
|
-880
|
Closed
|
|
