|
1
|
Nuveen
Charlotte,
North Carolina
|
$41.9M
|
+$40.4M
|
+1,121,100
|
New
|
|
|
2
|
Tower Research Capital (TRC)
New York
|
$1.45M
|
+$496K
|
+13,761
|
+55%
|
|
|
3
|
LPL Financial
San Diego,
California
|
$1.09M
|
+$633K
|
+17,544
|
+149%
|
|
|
4
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$1.05M
|
+$1.02M
|
+28,257
|
New
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$920K
|
+$369K
|
+10,234
|
+71%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$913K
|
+$273K
|
+7,573
|
+45%
|
|
|
7
|
First Allied Advisory Services
San Diego,
California
|
$765K
|
+$20.8K
|
+578
|
+3%
|
|
|
8
|
HighTower Advisors
Chicago,
Illinois
|
$644K
|
+$59.4K
|
+1,647
|
+11%
|
|
|
9
|
|
$555K
|
+$536K
|
+14,862
|
New
|
|
|
10
|
UMB Bank
Kansas City,
Missouri
|
$280K
|
+$270K
|
+7,496
|
New
|
|
|
11
|
Beaumont Financial Advisors
Needham,
Massachusetts
|
$243K
|
+$10.5K
|
+290
|
+5%
|
|
|
12
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$231K
|
+$224K
|
+6,201
|
New
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$222K
|
+$214K
|
+5,948
|
New
|
|
|
14
|
American Portfolios Advisors
Holbrook,
New York
|
$120K
|
+$45K
|
+1,248
|
+63%
|
|
|
15
|
CX Institutional
Auburn,
Indiana
|
$36K
|
+$16.9K
|
+470
|
+97%
|
|
|
16
|
|
$35K
|
+$34.1K
|
+945
|
New
|
|
|
17
|
Stratos Wealth Partners
Beachwood,
Ohio
|
$33K
|
+$31.7K
|
+880
|
New
|
|
|
18
|
Advisor Group
Phoenix,
Arizona
|
$22K
|
+$21.1K
|
+586
|
New
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$16K
|
–
|
–
|
–
|
|
|
20
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$13K
|
–
|
–
|
–
|
|
|
21
|
Teachers Advisors
New York
|
–
|
-$38.5M
|
-1,121,100
|
Closed
|
|
