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Nuveen ESG Large-Cap Growth ETF

38 hedge funds and large institutions have $53.4M invested in Nuveen ESG Large-Cap Growth ETF in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 5

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

55% more capital invested

Capital invested by funds: $34.5M → $53.4M (+$18.9M)

23% more funds holding

Funds holding: 3138 (+7)

4.04% more ownership

Funds ownership: 59.11%63.16% (+4%)

Holders
38
Holders Change
+7
Holders Change %
+22.58%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
20
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFG
1
Barber Financial Group
Kansas
$16.8M +$16.7M +441,412 New
TF
2
TIAA FSB
Florida
$11.7M +$11.7M +308,220 New
Thrivent Financial for Lutherans
3
Thrivent Financial for Lutherans
Minnesota
$3.83M
LPL Financial
4
LPL Financial
California
$3.33M +$636K +16,762 +24%
UBS Group
5
UBS Group
Switzerland
$3.02M +$1.06M +28,059 +55%
Bank of America
6
Bank of America
North Carolina
$2.2M +$110K +2,899 +5%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.32M +$244K +6,444 +23%
APP
8
Avantax Planning Partners
Iowa
$1.22M +$168K +4,418 +16%
FAAS
9
First Allied Advisory Services
California
$894K +$113K +2,969 +14%
AGA
10
Arkos Global Advisors
Texas
$788K +$32.5K +857 +4%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$771K +$302K +7,973 +65%
HighTower Advisors
12
HighTower Advisors
Illinois
$769K -$14.4K -379 -2%
SFSG
13
Stearns Financial Services Group
North Carolina
$674K +$328K +8,646 +95%
TRCT
14
Tower Research Capital (TRC)
New York
$554K -$78.7K -2,076 -12%
SPC
15
Sigma Planning Corp
Michigan
$545K +$236K +6,218 +77%
Wells Fargo
16
Wells Fargo
California
$524K +$128K +3,377 +33%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$491K +$205K +5,417 +72%
Jane Street
18
Jane Street
New York
$483K +$481K +12,673 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$422K +$420K +11,081 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$340K +$96.5K +2,546 +40%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$312K +$310K +8,187 New
BFA
22
Beaumont Financial Advisors
Massachusetts
$308K
HA
23
Harborview Advisors
Maine
$302K -$30.1K -793 -9%
AF
24
Advisornet Financial
Minnesota
$302K +$300K +7,923 New
PAG
25
Private Advisor Group
New Jersey
$271K +$9.06K +239 +3%

NULG Hedge Fund Activity: Q3 2019 in Review

38 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Large-Cap Growth ETF (NULG) for Q3 2019, worth a combined $53.4M — up 55% from $34.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NULG positions and 4 closed out — a net gain of 7 holders — while 20 added to existing stakes and 5 trimmed.

The largest buyer was Barber Financial Group, opening a new position worth an estimated $16.7M. The largest seller was Nuveen, exiting entirely with an estimated $16.1M sold.

  • 38 institutional investors held Nuveen ESG Large-Cap Growth ETF (NULG) as of Q3 2019, up from 31 in Q2 2019.
  • Funds reported $53.4M of Nuveen ESG Large-Cap Growth ETF stock for Q3 2019, up 55% quarter-over-quarter.
  • 11 funds opened new Nuveen ESG Large-Cap Growth ETF positions in Q3 2019 and 4 closed out, a net change of +7 holders.
  • The largest Nuveen ESG Large-Cap Growth ETF buyer in Q3 2019 was Barber Financial Group, an estimated $16.7M added.
  • The largest Nuveen ESG Large-Cap Growth ETF seller in Q3 2019 was Nuveen, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2019.