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Nuveen ESG Large-Cap Growth ETF

28 hedge funds and large institutions have $49.2M invested in Nuveen ESG Large-Cap Growth ETF in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

33% more funds holding

Funds holding: 2128 (+7)

18% more capital invested

Capital invested by funds: $41.5M → $49.2M (+$7.63M)

9.94% less ownership

Funds ownership: 75.03%65.09% (-9.9%)

Holders
28
Holders Change
+7
Holders Change %
+33.33%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$33.5M -$5.68M -171,100 -15%
Thrivent Financial for Lutherans
2
Thrivent Financial for Lutherans
Minnesota
$2.15M
LPL Financial
3
LPL Financial
California
$1.61M -$328K -9,860 -18%
UBS Group
4
UBS Group
Switzerland
$1.53M +$330K +9,945 +30%
TRCT
5
Tower Research Capital (TRC)
New York
$1.31M +$485K +14,595 +64%
Bank of America
6
Bank of America
North Carolina
$1.26M +$294K +8,853 +33%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.13M +$722K +21,725 +208%
Citadel Advisors
8
Citadel Advisors
Florida
$995K +$938K +28,243 New
HighTower Advisors
9
HighTower Advisors
Illinois
$724K +$16K +481 +2%
FAAS
10
First Allied Advisory Services
California
$680K +$15K +451 +2%
AGA
11
Arkos Global Advisors
Texas
$605K -$62.5K -1,881 -10%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$573K +$541K +16,272 New
UB
13
UMB Bank
Missouri
$551K +$270K +8,130 +108%
APP
14
Avantax Planning Partners
Iowa
$539K +$508K +15,294 New
SPC
15
Sigma Planning Corp
Michigan
$267K +$252K +7,573 New
BFA
16
Beaumont Financial Advisors
Massachusetts
$265K +$250K +7,520 New
PAG
17
Private Advisor Group
New Jersey
$223K +$210K +6,332 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$215K +$5.35K +161 +3%
Wells Fargo
19
Wells Fargo
California
$210K +$2.42K +73 +1%
APA
20
American Portfolios Advisors
New York
$203K +$4.72K +142 +3%
SFSG
21
Stearns Financial Services Group
North Carolina
$195K +$87.6K +2,636 +91%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$108K +$15.9K +479 +19%
FANJ
23
Financial Architects (New Jersey)
New Jersey
$80K +$41.3K +1,244 +122%
Citigroup
24
Citigroup
New York
$69K +$64.8K +1,949 New
WP
25
WealthShield Partners
North Carolina
$66K +$62.7K +1,886 New

NULG Hedge Fund Activity: Q1 2019 in Review

28 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Large-Cap Growth ETF (NULG) for Q1 2019, worth a combined $49.2M — up 18% from $41.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new NULG positions and 2 closed out — a net gain of 7 holders — while 14 added to existing stakes and 3 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $938K. The largest seller was Nuveen, cutting an estimated $5.68M.

  • 28 institutional investors held Nuveen ESG Large-Cap Growth ETF (NULG) as of Q1 2019, up from 21 in Q4 2018.
  • Funds reported $49.2M of Nuveen ESG Large-Cap Growth ETF stock for Q1 2019, up 18% quarter-over-quarter.
  • 9 funds opened new Nuveen ESG Large-Cap Growth ETF positions in Q1 2019 and 2 closed out, a net change of +7 holders.
  • The largest Nuveen ESG Large-Cap Growth ETF buyer in Q1 2019 was Citadel Advisors, an estimated $938K added.
  • The largest Nuveen ESG Large-Cap Growth ETF seller in Q1 2019 was Nuveen, an estimated $5.68M sold.

Based on aggregated 13F filings for Q1 2019.