|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$4.77M
|
-$330K
|
-22,264
|
-6%
|
|
|
2
|
|
$1.72M
|
-$708K
|
-47,750
|
-29%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$965K
|
-$330K
|
-22,281
|
-25%
|
|
|
4
|
Credit Suisse
Zurich,
Switzerland
|
$897K
|
-$4.61K
|
-311
|
-0.5%
|
|
|
5
|
|
$867K
|
+$131K
|
+8,818
|
+18%
|
|
|
6
|
|
$708K
|
-$30.3K
|
-2,045
|
-4%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$590K
|
-$74.4K
|
-5,023
|
-11%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$391K
|
-$32K
|
-2,159
|
-8%
|
|
|
9
|
Whittier Trust
South Pasadena,
California
|
$316K
|
–
|
–
|
–
|
|
|
10
|
Hollencrest Capital Management
Newport Beach,
California
|
$214K
|
–
|
–
|
–
|
|
|
11
|
WhitTier Trust Company
Reno,
Nevada
|
$195K
|
-$37K
|
-2,500
|
-16%
|
|
|
12
|
Boston Private Bank & Trust
Boston,
Massachusetts
|
$176K
|
–
|
–
|
–
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$164K
|
+$25.9K
|
+1,750
|
+19%
|
|
|
14
|
Creative Planning
Overland Park,
Kansas
|
$134K
|
–
|
–
|
–
|
|
|
15
|
|
$121K
|
+$56.4K
|
+3,807
|
+87%
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$113K
|
+$14.8K
|
+1,000
|
+15%
|
|
|
17
|
Apriem Advisors
Irvine,
California
|
$58K
|
–
|
–
|
–
|
|
|
18
|
Virtu KCG Holdings
New York
|
–
|
-$384K
|
-26,764
|
Closed
|
|
|
19
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$234K
|
-16,240
|
Closed
|
|
|
20
|
SG Americas Securities
New York
|
–
|
-$154K
|
-10,742
|
Closed
|
|
|
21
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$22K
|
-1,500
|
Closed
|
|
