|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$4.94M
|
+$209K
|
+14,606
|
+4%
|
|
|
2
|
|
$2.36M
|
-$136K
|
-9,477
|
-5%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$1.25M
|
+$349K
|
+24,412
|
+39%
|
|
|
4
|
Credit Suisse
Zurich,
Switzerland
|
$873K
|
+$870K
|
+60,812
|
New
|
|
|
5
|
|
$716K
|
-$17.6K
|
-1,231
|
-2%
|
|
|
6
|
|
$714K
|
+$15.8K
|
+1,108
|
+2%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$644K
|
-$78.3K
|
-5,474
|
-11%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$409K
|
-$94.1K
|
-6,578
|
-19%
|
|
|
9
|
Virtu KCG Holdings
New York
|
$384K
|
+$197K
|
+13,757
|
+106%
|
|
|
10
|
Whittier Trust
South Pasadena,
California
|
$306K
|
–
|
–
|
–
|
|
|
11
|
Cetera Advisor Networks
El Segundo,
California
|
$234K
|
–
|
–
|
–
|
|
|
12
|
WhitTier Trust Company
Reno,
Nevada
|
$224K
|
–
|
–
|
–
|
|
|
13
|
Hollencrest Capital Management
Newport Beach,
California
|
$208K
|
+$207K
|
+14,450
|
New
|
|
|
14
|
Boston Private Bank & Trust
Boston,
Massachusetts
|
$171K
|
–
|
–
|
–
|
|
|
15
|
SG Americas Securities
New York
|
$154K
|
+$154K
|
+10,742
|
New
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$134K
|
–
|
–
|
–
|
|
|
17
|
Creative Planning
Overland Park,
Kansas
|
$130K
|
+$42.4K
|
+2,967
|
+49%
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$95K
|
–
|
–
|
–
|
|
|
19
|
|
$63K
|
-$123K
|
-8,590
|
-66%
|
|
|
20
|
Apriem Advisors
Irvine,
California
|
$56K
|
–
|
–
|
–
|
|
|
21
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$22K
|
+$21.5K
|
+1,500
|
New
|
|
|
22
|
|
–
|
-$36K
|
-2,500
|
Closed
|
|
|
23
|
New England Securities
New York
|
–
|
-$30K
|
-2,065
|
Closed
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
–
|
-$7K
|
-500
|
Closed
|
|
