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NTC

Nuveen Connecticut Quality Municipal Income Fund
NTC

Delisted

NTC was delisted on the 15th of November, 2019.

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Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$2.47M +$232K +17,006 +11%
Fiera Capital (Canada)
2
Fiera Capital (Canada)
Quebec, Canada
$2.41M -$6.79K -498 -0.3%
Bank of America
3
Bank of America
North Carolina
$1.04M -$19.8K -1,450 -2%
UBS Group
4
UBS Group
Switzerland
$1M +$134K +9,817 +16%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$952K +$250K +18,320 +37%
Morgan Stanley
6
Morgan Stanley
New York
$927K +$88.6K +6,495 +11%
LPL Financial
7
LPL Financial
California
$895K -$997K -73,067 -54%
MFS
8
MSI Financial Services
Massachusetts
$618K +$7.99K +586 +1%
Wells Fargo
9
Wells Fargo
California
$466K -$13.6K -999 -3%
RJA
10
Raymond James & Associates
Florida
$372K +$12.6K +923 +4%
Stifel Financial
11
Stifel Financial
Missouri
$370K +$10.5K +773 +3%
HK
12
Horizon Kinetics
New York
$343K +$19K +1,394 +6%
GWM
13
Greenwich Wealth Management
Connecticut
$338K -$5.4K -396 -2%
BAM
14
Brave Asset Management
New Jersey
$279K – – –
PVWM
15
Point View Wealth Management
New Jersey
$274K -$1.68K -123 -0.6%
CHAM
16
Clear Harbor Asset Management
Connecticut
$263K -$1.71K -125 -0.7%
KIM
17
Karpus Investment Management
New York
$210K -$837K -61,380 -80%
LCM
18
Laurion Capital Management
New York
$180K -$530K -38,880 -75%
AG
19
Advisor Group
Arizona
$163K +$160K +11,731 New
TC
20
TFS Capital
Pennsylvania
$158K +$154K +11,313 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$146K – – –
Ameriprise
22
Ameriprise
Minnesota
$146K +$142K +10,439 New
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$145K +$54.6K +4,000 +63%
CWM
24
Catamount Wealth Management
Connecticut
$102K – – –
WAM
25
Wolverine Asset Management
Illinois
$93K -$457K -33,531 -83%
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