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NTC

Nuveen Connecticut Quality Municipal Income Fund
NTC

Delisted

NTC was delisted on the 15th of November, 2019.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
– -$22.1M -1,645,426 Closed
BI
2
Bulldog Investors
New Jersey
– -$10.8M -808,500 Closed
SCM
3
Saba Capital Management
New York
– -$10.1M -753,483 Closed
RCM
4
Rivernorth Capital Management
Florida
– -$7.73M -575,998 Closed
BFM
5
Boothbay Fund Management
New York
– -$3.79M -282,767 Closed
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
– -$2.68M -199,653 Closed
Wells Fargo
7
Wells Fargo
California
– -$1.55M -115,899 Closed
UBS Group
8
UBS Group
Switzerland
– -$1.15M -85,695 Closed
GWM
9
Greenwich Wealth Management
Connecticut
– -$983K -73,223 Closed
Bank of America
10
Bank of America
North Carolina
– -$902K -67,233 Closed
NCM
11
Next Capital Management
New York
– -$758K -56,497 Closed
Morgan Stanley
12
Morgan Stanley
New York
– -$648K -48,289 Closed
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
– -$645K -48,070 Closed
WAM
14
Wolverine Asset Management
Illinois
– -$589K -43,904 Closed
PAG
15
Private Advisor Group
New Jersey
– -$579K -43,126 Closed
IA
16
Icon Advisers
Colorado
– -$495K -36,903 Closed
EWM
17
Edge Wealth Management
New York
– -$462K -34,440 Closed
MC
18
Mathes Company
New York
– -$455K -33,936 Closed
M&T Bank
19
M&T Bank
New York
– -$323K -24,100 Closed
PFGIA
20
Patriot Financial Group Insurance Agency
Massachusetts
– -$296K -22,082 Closed
CCP
21
Clough Capital Partners
Massachusetts
– -$231K -17,221 Closed
PVWM
22
Point View Wealth Management
New Jersey
– -$190K -14,160 Closed
RJA
23
Raymond James & Associates
Florida
– -$170K -12,643 Closed
RIA
24
Realta Investment Advisors
Delaware
– -$155K -11,527 Closed
AA
25
AQR Arbitrage
Connecticut
– -$149K -11,140 Closed
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