NRO

Neuberger Berman Real Estate Securities Income Fund
NRO

Overview Fund Activity

44 hedge funds and large institutions have $58.7M invested in Neuberger Berman Real Estate Securities Income Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 5 closing their positions.

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
15
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
1
Newgate Capital Management
Connecticut
$3.1M
2
WAM
2
Wolverine Asset Management
Illinois
$2.85M
3
CA
3
Cornerstone Advisors
North Carolina
$1.98M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$3.46M
5
RCM
5
Rivernorth Capital Management
Florida
$1.73M

Top Sellers

1
SLF
1
Sun Life Financial
Ontario, Canada
$5.14M
2
AAM
2
Advisors Asset Management
Colorado
$7.46M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$369K
4
BRWA
4
B. Riley Wealth Advisors
Florida
$228K
5
GC
5
Guggenheim Capital
Illinois
$215K
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
26
Guggenheim Capital
Illinois
$215K -$193K -44,767 -47%
SFS
27
Shaker Financial Services
Virginia
$205K -$34.1K -7,912 -14%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$186K -$2.96K -686 -2%
VKH
29
Virtu KCG Holdings
New York
$184K +$184K +42,652 New
U
30
UBS
Switzerland
$157K -$13.3K -3,085 -8%
Ameriprise
31
Ameriprise
Minnesota
$156K -$8.43K -1,951 -5%
PI
32
Placemark Investments
Illinois
$108K +$3.26K +756 +3%
CAM
33
Carret Asset Management
New York
$82K – – –
RJT
34
Raymond James Trust
Florida
$80K +$3.87K +893 +5%
OC
35
Oppenheimer & Co
New York
$76K – – –
SCM
36
Stonebridge Capital Management
California
$45K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$18K +$223 +52 +1%
First Manhattan
38
First Manhattan
New York
$13K – – –
BFEC
39
Benjamin F. Edwards & Company
Missouri
$7K – – –
HNB
40
Huntington National Bank
Ohio
$7K -$8K – –
OIA
41
Optimum Investment Advisors
Illinois
$7K +$7K +1,572 New
PP
42
Palladium Partners
Virginia
$6K – – –
WA
43
WFG Advisors
Texas
$4K – – –
NES
44
New England Securities
New York
$3K – – –
Northern Trust
45
Northern Trust
Illinois
– -$50K -10,776 Closed
Citigroup
46
Citigroup
New York
– -$30K -6,513 Closed
US Bancorp
47
US Bancorp
Minnesota
– -$20K -4,259 Closed
NMLIC
48
Northwestern Mutual Life Insurance Company
Wisconsin
– -$1K -173 Closed
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