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NQU

NUVEEN QUALITY INCOME MUNI FD
NQU

Delisted

NQU was delisted on the 8th of April, 2016.

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77 hedge funds and large institutions have $107M invested in NUVEEN QUALITY INCOME MUNI FD in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 35 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

13% more funds holding

Funds holding: 68 → 77 (+9)

8% less capital invested

Capital invested by funds: $116M → $107M (-$9.58M)

63% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 35

Holders
77
Holders Change
+9
Holders Change %
+13.24%
% of All Funds
2.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
13
Reduced
35
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MSL
Mackay Shields LLC
New York
+$3.66M
2
IA
Icon Advisers
Colorado
+$1.85M
3
Invesco
Invesco
Georgia
+$1.13M
4
DMAM
Del Mar Asset Management
New York
+$1.04M
5
YCM
Yakira Capital Management
Connecticut
+$945K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$8.58M
2
LPL Financial
LPL Financial
California
-$3.17M
3
OA
Oxbow Advisors
Texas
-$1.75M
4
AAM
Advisors Asset Management
Colorado
-$1.34M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$1.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
VanEck Associates
26
VanEck Associates
New York
$719K -$55K -3,974 -7%
HK
27
Horizon Kinetics
New York
$703K -$28.5K -2,060 -4%
BI
28
Bulldog Investors
New Jersey
$694K +$702K +50,730 New
DA
29
Doliver Advisors
Texas
$680K +$230K +16,644 +50%
RCM
30
Rivernorth Capital Management
Florida
$664K -$190K -13,699 -22%
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$586K -$110K -7,946 -16%
Allianz Asset Management
32
Allianz Asset Management
Germany
$501K -$255K -18,415 -33%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$400K -$22.8K -1,648 -5%
RCAG
34
Rehmann Capital Advisory Group
Michigan
$383K – – –
Stifel Financial
35
Stifel Financial
Missouri
$374K -$11.8K -850 -3%
Citigroup
36
Citigroup
New York
$357K +$21.8K +1,575 +6%
RJA
37
Raymond James & Associates
Florida
$324K +$81.7K +5,900 +33%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$309K -$27K -1,948 -8%
Bank of New York Mellon
39
Bank of New York Mellon
New York
$259K -$1.27K -92 -0.5%
SAM
40
SignalPoint Asset Management
Missouri
$229K – – –
WS
41
Wedbush Securities
California
$226K +$229K +16,531 New
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$222K – – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$219K +$88.4K +6,384 +66%
LCM
44
Landscape Capital Management
New Jersey
$218K -$36.2K -2,616 -14%
GLA
45
Great Lakes Advisors
Illinois
$211K +$213K +15,395 New
VC
46
Vicus Capital
Pennsylvania
$205K -$84K -6,068 -29%
NFG
47
Next Financial Group
Texas
$202K +$204K +14,767 New
NL
48
NWAM LLC
Washington
$195K +$28 +2 +0%
SBWM
49
Sunflower Bank Wealth Management
Arizona
$192K – – –
FNFDCM
50
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$188K – – –
1
2
3 4

NQU Hedge Fund Activity: Q3 2014 in Review

77 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in NUVEEN QUALITY INCOME MUNI FD (NQU) for Q3 2014, worth a combined $107M — down 8.2% from $116M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NQU positions and 5 closed out — a net gain of 9 holders — while 13 added to existing stakes and 35 trimmed.

The largest buyer was Mackay Shields LLC, opening a new position worth an estimated $3.66M. The largest seller was Karpus Investment Management, cutting an estimated $8.58M.

  • 77 institutional investors held NUVEEN QUALITY INCOME MUNI FD (NQU) as of Q3 2014, up from 68 in Q2 2014.
  • Funds reported $107M of NUVEEN QUALITY INCOME MUNI FD stock for Q3 2014, down 8.2% quarter-over-quarter.
  • 14 funds opened new NUVEEN QUALITY INCOME MUNI FD positions in Q3 2014 and 5 closed out, a net change of +9 holders.
  • The largest NUVEEN QUALITY INCOME MUNI FD buyer in Q3 2014 was Mackay Shields LLC, an estimated $3.66M added.
  • The largest NUVEEN QUALITY INCOME MUNI FD seller in Q3 2014 was Karpus Investment Management, an estimated $8.58M sold.

Based on aggregated 13F filings for Q3 2014.