PGIM US Large-Cap Buffer 12 ETF - November
NOVP
13 hedge funds and large institutions have $19.4M invested in PGIM US Large-Cap Buffer 12 ETF - November in 2026 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 0 closing their positions.
69% more capital invested
Capital invested by funds: $11.5M → $19.4M (+$7.93M)
8.81% more ownership
Funds ownership: 78.58% → 87.39% (+8.8%)
8% more funds holding
Funds holding: 12 → 13 (+1)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Raymond James Financial
St Petersburg,
Florida
|
+$4.84M |
| 2 |
Prudential Financial
Newark,
New Jersey
|
+$3.22M |
| 3 |
MWM
Maltin Wealth Management
Ridgewood,
New Jersey
|
+$508K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$59.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$120K |
| 2 |
KAS
Kestra Advisory Services
Austin,
Texas
|
-$46.8K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$669 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Prudential Financial
Newark,
New Jersey
| $11.3M | +$3.22M | +105,926 | +39% |
|
|
2
Raymond James Financial
St Petersburg,
Florida
| $5.27M | +$4.84M | +159,138 | +841% |
|
|
3
Commonwealth Equity Services
Waltham,
Massachusetts
| $1.1M | +$59.4K | +1,955 | +6% |
|
|
KAS
4
Kestra Advisory Services
Austin,
Texas
| $604K | -$46.8K | -1,540 | -7% |
|
|
MWM
5
Maltin Wealth Management
Ridgewood,
New Jersey
| $495K | +$508K | +16,724 | New |
|
|
SPIA
6
Steward Partners Investment Advisory
New York
| $381K | – | – | – |
|
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $98K | -$120K | -3,950 | -54% |
|
|
PA
8
Parallel Advisors
San Francisco,
California
| $54.5K | – | – | – |
|
|
DFA
9
DHJJ Financial Advisors
Naperville,
Illinois
| $54K | – | – | – |
|
|
SWM
10
Spire Wealth Management
Mclean,
Virginia
| $41.3K | – | – | – |
|
11
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $23.6K | – | – | – |
|
|
HI
12
Harbour Investments
Madison,
Wisconsin
| $14.8K | – | – | – |
|
|
13
UBS Group
Zurich,
Switzerland
| $89 | -$669 | -22 | -88% |
|
NOVP Hedge Fund Activity: Q1 2026 in Review
13 of the 8,142 institutional investors tracked by Wall St. Rank reported a position in PGIM US Large-Cap Buffer 12 ETF - November (NOVP) for Q1 2026, worth a combined $19.4M — up 69% from $11.5M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new NOVP positions and 0 closed out — a net gain of 1 holder — while 3 added to existing stakes and 3 trimmed.
The largest buyer was Raymond James Financial, adding an estimated $4.84M. The largest seller was Royal Bank of Canada, cutting an estimated $120K.
- 13 institutional investors held PGIM US Large-Cap Buffer 12 ETF - November (NOVP) as of Q1 2026, up from 12 in Q4 2025.
- Funds reported $19.4M of PGIM US Large-Cap Buffer 12 ETF - November stock for Q1 2026, up 69% quarter-over-quarter.
- 1 fund opened new PGIM US Large-Cap Buffer 12 ETF - November positions in Q1 2026 and 0 closed out, a net change of +1 holder.
- The largest PGIM US Large-Cap Buffer 12 ETF - November buyer in Q1 2026 was Raymond James Financial, an estimated $4.84M added.
- The largest PGIM US Large-Cap Buffer 12 ETF - November seller in Q1 2026 was Royal Bank of Canada, an estimated $120K sold.
Based on aggregated 13F filings for Q1 2026.