Commonwealth Equity Services’s PGIM US Large-Cap Buffer 12 ETF - November NOVP Stock Holding History

Commonwealth Equity Services’s Portfolio NOVP Stock Details NOVP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.1M	Buy	37,117 +1,955	+6%	+$59.4K	﹤0.01%	2537
2025 Q4	$1.07M	Buy	35,162 +23,415	+199%	+$705K	﹤0.01%	2520
2025 Q3	$350K	Buy	11,747 +620	+6%	+$18.1K	﹤0.01%	3502
2025 Q2	$317K	Buy	11,127 +775	+7%	+$21K	﹤0.01%	3534
2025 Q1	$276K	Buy	+10,352	New	+$283K	﹤0.01%	3576

Other funds holding NOVP

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

MWM

Maltin Wealth Management Ridgewood, New Jersey $299M AUM 22.87% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Parallel Advisors San Francisco, California $5.56B AUM 17.89% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Commonwealth Equity Services's NOVP Position: Q1 2026 in Review

Commonwealth Equity Services increased its PGIM US Large-Cap Buffer 12 ETF - November (NOVP) stake by 5.6% in Q1 2026, buying an estimated $59.4K and bringing the position to 37,117 shares worth $1.1M. The position accounts for ﹤0.01% of the portfolio, ranked #2537.

Commonwealth Equity Services first reported a position in NOVP in Q1 2025 and has held it in 5 quarters since. 13 funds tracked by Wall St. Rank hold NOVP as of Q1 2026.

Commonwealth Equity Services held 37,117 shares of PGIM US Large-Cap Buffer 12 ETF - November worth $1.1M as of Q1 2026.
Commonwealth Equity Services bought 1,955 PGIM US Large-Cap Buffer 12 ETF - November shares in Q1 2026, an estimated $59.4K.
PGIM US Large-Cap Buffer 12 ETF - November made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q1 2026, its #2537 holding.
Commonwealth Equity Services first reported a position in PGIM US Large-Cap Buffer 12 ETF - November in Q1 2025 and has held it in 5 quarters since.
13 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - November as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.