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Nuveen Municipal High Income Opportunity Fund

45 hedge funds and large institutions have $38.5M invested in Nuveen Municipal High Income Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

0.37% less ownership

Funds ownership: 6.31%5.94% (-0.37%)

2% less funds holding

Funds holding: 4645 (-1)

7% less capital invested

Capital invested by funds: $41.2M → $38.5M (-$2.74M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
13
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$11.1M +$1.35M +104,407 +14%
GC
2
Guggenheim Capital
Illinois
$4.56M +$668K +51,519 +17%
CCWA
3
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$4.09M -$1.09M -84,436 -21%
Morgan Stanley
4
Morgan Stanley
New York
$2.68M -$457K -35,259 -15%
ICAS
5
Investors Capital Advisory Services
Massachusetts
$1.54M
AAM
6
Advisors Asset Management
Colorado
$1.51M -$1.42M -109,639 -49%
Bank of America
7
Bank of America
North Carolina
$1.35M +$142K +10,976 +12%
LPL Financial
8
LPL Financial
California
$1.24M +$72.8K +5,614 +6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.14M -$39.8K -3,068 -3%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.07M +$105K +8,070 +11%
First Trust Advisors
11
First Trust Advisors
Illinois
$945K +$3.49K +269 +0.4%
Wells Fargo
12
Wells Fargo
California
$788K -$312K -24,051 -28%
Invesco
13
Invesco
Georgia
$651K -$323K -24,887 -33%
CAN
14
Cetera Advisor Networks
California
$608K +$50.5K +3,900 +9%
NPC
15
National Planning Corporation
California
$581K
HK
16
Horizon Kinetics
New York
$569K -$1.18M -91,270 -68%
BIM
17
Bridgecreek Investment Management
Oklahoma
$505K
VanEck Associates
18
VanEck Associates
New York
$476K +$69.6K +5,372 +17%
Stifel Financial
19
Stifel Financial
Missouri
$446K +$65.8K +5,075 +17%
BRWA
20
B. Riley Wealth Advisors
Florida
$337K -$324K -25,020 -49%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$333K +$4.41K +340 +1%
CBU
22
CIBC Bank USA
Illinois
$274K
US Bancorp
23
US Bancorp
Minnesota
$260K +$4.17K +322 +2%
FAAS
24
First Allied Advisory Services
California
$242K +$84.2K +6,495 +54%
VC
25
Vicus Capital
Pennsylvania
$214K -$25.7K -1,983 -11%

NMZ Hedge Fund Activity: Q3 2014 in Review

45 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Municipal High Income Opportunity Fund (NMZ) for Q3 2014, worth a combined $38.5M — down 6.7% from $41.2M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NMZ and 2 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 13 added.

The largest buyer was UBS, adding an estimated $1.35M. The largest seller was Advisors Asset Management, cutting an estimated $1.42M.

  • 45 institutional investors held Nuveen Municipal High Income Opportunity Fund (NMZ) as of Q3 2014, down from 46 in Q2 2014.
  • Funds reported $38.5M of Nuveen Municipal High Income Opportunity Fund stock for Q3 2014, down 6.7% quarter-over-quarter.
  • 2 funds opened new Nuveen Municipal High Income Opportunity Fund positions in Q3 2014 and 3 closed out, a net change of -1 holder.
  • The largest Nuveen Municipal High Income Opportunity Fund buyer in Q3 2014 was UBS, an estimated $1.35M added.
  • The largest Nuveen Municipal High Income Opportunity Fund seller in Q3 2014 was Advisors Asset Management, an estimated $1.42M sold.

Based on aggregated 13F filings for Q3 2014.