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Nuveen Municipal High Income Opportunity Fund

40 hedge funds and large institutions have $37M invested in Nuveen Municipal High Income Opportunity Fund in 2013 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 5

114% more capital invested

Capital invested by funds: $17.3M → $37M (+$19.7M)

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

11% more funds holding

Funds holding: 3640 (+4)

2% more ownership

Funds ownership: 4.37%6.38% (+2%)

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
18
Reduced
5
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FTCM
1
Fir Tree Capital Management
New York
$6.06M +$6.03M +519,613 New
AAM
2
Advisors Asset Management
Colorado
$5.11M +$1.99M +171,454 +64%
CCWA
3
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$3.32M +$3.3M +284,556 New
GC
4
Guggenheim Capital
Illinois
$2.82M +$1.86M +160,105 +196%
Creative Planning
5
Creative Planning
Kansas
$2.8M +$1.12M +96,485 +67%
Morgan Stanley
6
Morgan Stanley
New York
$2.34M +$1.1M +94,497 +89%
Wells Fargo
7
Wells Fargo
California
$1.5M +$1.04M +89,864 +233%
LPL Financial
8
LPL Financial
California
$1.15M -$165K -14,198 -12%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$1.07M +$518K +44,619 +94%
Invesco
10
Invesco
Georgia
$1.03M +$1.03M +88,344 New
U
11
UBS
Switzerland
$919K +$660K +56,837 +260%
First Trust Advisors
12
First Trust Advisors
Illinois
$891K +$886K +76,332 New
RCM
13
Rivernorth Capital Management
Florida
$872K +$867K +74,738 New
Bank of America
14
Bank of America
North Carolina
$851K +$501K +43,141 +145%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$822K +$471K +40,597 +136%
HK
16
Horizon Kinetics
New York
$622K +$497K +42,799 +408%
Nomura Holdings
17
Nomura Holdings
Japan
$618K +$611K +52,673 New
FAAS
18
First Allied Advisory Services
California
$586K +$208K +17,947 +56%
SIA
19
Sit Investment Associates
Minnesota
$569K +$566K +48,730 New
BIM
20
Bridgecreek Investment Management
Oklahoma
$464K +$54.6K +4,700 +13%
VanEck Associates
21
VanEck Associates
New York
$341K +$146K +12,558 +75%
BRWA
22
B. Riley Wealth Advisors
Florida
$317K -$9.27K -799 -3%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$263K +$100K +8,615 +62%
RFC
24
Regions Financial Corp
Alabama
$255K +$254K +21,877 New
VC
25
Vicus Capital
Pennsylvania
$247K +$246K +21,194 New

NMZ Hedge Fund Activity: Q3 2013 in Review

40 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Municipal High Income Opportunity Fund (NMZ) for Q3 2013, worth a combined $37M — up 114% from $17.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NMZ positions and 8 closed out — a net gain of 4 holders — while 18 added to existing stakes and 5 trimmed.

The largest buyer was Fir Tree Capital Management, opening a new position worth an estimated $6.03M. The largest seller was Suntrust Banks, exiting entirely with an estimated $2.1M sold.

  • 40 institutional investors held Nuveen Municipal High Income Opportunity Fund (NMZ) as of Q3 2013, up from 36 in Q2 2013.
  • Funds reported $37M of Nuveen Municipal High Income Opportunity Fund stock for Q3 2013, up 114% quarter-over-quarter.
  • 12 funds opened new Nuveen Municipal High Income Opportunity Fund positions in Q3 2013 and 8 closed out, a net change of +4 holders.
  • The largest Nuveen Municipal High Income Opportunity Fund buyer in Q3 2013 was Fir Tree Capital Management, an estimated $6.03M added.
  • The largest Nuveen Municipal High Income Opportunity Fund seller in Q3 2013 was Suntrust Banks, an estimated $2.1M sold.

Based on aggregated 13F filings for Q3 2013.