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Nuveen Municipal High Income Opportunity Fund

44 hedge funds and large institutions have $39.5M invested in Nuveen Municipal High Income Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

10% more funds holding

Funds holding: 4044 (+4)

7% more capital invested

Capital invested by funds: $37M → $39.5M (+$2.49M)

0.24% more ownership

Funds ownership: 6.38%6.62% (+0.24%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
12
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VC
26
Vicus Capital
Pennsylvania
$214K -$39.1K -3,352 -16%
BFEC
27
Benjamin F. Edwards & Company
Missouri
$189K +$5.82K +499 +3%
B
28
Baird
Wisconsin
$157K +$153K +13,085 New
FAAS
29
First Allied Advisory Services
California
$151K -$434K -37,172 -75%
US Bancorp
30
US Bancorp
Minnesota
$119K
MFS
31
MSI Financial Services
Massachusetts
$87K -$1.17K -100 -1%
Citigroup
32
Citigroup
New York
$67K +$12.4K +1,066 +24%
Creative Planning
33
Creative Planning
Kansas
$50K -$2.76M -236,100 -98%
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$50K
HNB
35
Huntington National Bank
Ohio
$35K
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$26K -$4.08K -350 -14%
SHWM
37
Smith & Howard Wealth Management
Georgia
$24K
FIG
38
Fusion Investment Group
Pennsylvania
$17K +$17K +1,455 New
WA
39
WFG Advisors
Texas
$16K
M&T Bank
40
M&T Bank
New York
$12K +$11.7K +1,000 New
TRCT
41
Tower Research Capital (TRC)
New York
$11K +$10.4K +893 +1,417%
WA
42
Waverly Advisors
Alabama
$9K
AC
43
Alexandria Capital
Virginia
$8K +$8.17K +700 New
BBPWM
44
Blue Bell Private Wealth Management
Pennsylvania
$1K +$1.13K +97 New
CG
45
Colony Group
Massachusetts
$1K +$1.38K +118 New
FTCM
46
Fir Tree Capital Management
New York
-$6.06M -519,613 Closed
Nomura Holdings
47
Nomura Holdings
Japan
-$618K -52,673 Closed
SIA
48
Sit Investment Associates
Minnesota
-$569K -48,730 Closed
Ameriprise
49
Ameriprise
Minnesota
-$225K -19,305 Closed
PP
50
Paloma Partners
Connecticut
-$146K -12,500 Closed

NMZ Hedge Fund Activity: Q4 2013 in Review

44 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen Municipal High Income Opportunity Fund (NMZ) for Q4 2013, worth a combined $39.5M — up 6.7% from $37M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NMZ positions and 7 closed out — a net gain of 4 holders — while 12 added to existing stakes and 13 trimmed.

The largest buyer was UBS, adding an estimated $6.14M. The largest seller was Fir Tree Capital Management, exiting entirely with an estimated $6.06M sold.

  • 44 institutional investors held Nuveen Municipal High Income Opportunity Fund (NMZ) as of Q4 2013, up from 40 in Q3 2013.
  • Funds reported $39.5M of Nuveen Municipal High Income Opportunity Fund stock for Q4 2013, up 6.7% quarter-over-quarter.
  • 11 funds opened new Nuveen Municipal High Income Opportunity Fund positions in Q4 2013 and 7 closed out, a net change of +4 holders.
  • The largest Nuveen Municipal High Income Opportunity Fund buyer in Q4 2013 was UBS, an estimated $6.14M added.
  • The largest Nuveen Municipal High Income Opportunity Fund seller in Q4 2013 was Fir Tree Capital Management, an estimated $6.06M sold.

Based on aggregated 13F filings for Q4 2013.