NMO

NUVEEN MUNI MARKET OPPORT FUND
NMO

Delisted

NMO was delisted on the 9th of September, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$362K +$386K +27,804 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$277K +$296K +21,283 New
FAAS
28
First Allied Advisory Services
California
$268K +$286K +20,600 New
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$217K +$231K +16,653 New
WI
30
Western Investment
Utah
$185K +$197K +14,200 New
CB
31
Commerce Bank
Missouri
$164K +$175K +12,600 New
Ameriprise
32
Ameriprise
Minnesota
$158K +$168K +12,100 New
PP
33
Paloma Partners
Connecticut
$158K +$168K +12,100 New
Bank of New York Mellon
34
Bank of New York Mellon
New York
$154K +$164K +11,791 New
KCG
35
Knight Capital Group
$147K +$156K +11,264 New
SSWM
36
Sheets Smith Wealth Management
North Carolina
$137K +$146K +10,532 New
MRI
37
Mad River Investors
Massachusetts
$134K +$143K +10,300 New
BIM
38
BlackRock Investment Management
Delaware
$109K +$117K +8,395 New
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$104K +$111K +8,000 New
AA
40
Apriem Advisors
California
$91K +$97.2K +7,000 New
US Bancorp
41
US Bancorp
Minnesota
$85K +$90.3K +6,503 New
WRM
42
Westport Resources Management
Connecticut
$73K +$77.8K +5,600 New
TRCT
43
Tower Research Capital (TRC)
New York
$54K +$57.5K +4,139 New
SIA
44
Sit Investment Associates
Minnesota
$53K +$56.9K +4,100 New
AIG
45
American International Group
New York
$44.5K +$47.4K +3,415 New
Deutsche Bank
46
Deutsche Bank
Germany
$39K +$41.7K +3,000 New
BIM
47
Bridgecreek Investment Management
Oklahoma
$20K +$20.8K +1,500 New
FHC
48
First Heartland Consultants
Missouri
$17K +$18.1K +1,300 New
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$15K +$15.8K +1,138 New
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$15K +$15.8K +1,140 New
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