|
1
|
Karpus Investment Management
Pittsford,
New York
|
$13.8M
|
-$374K
|
-27,985
|
-3%
|
|
|
2
|
Mackay Shields LLC
New York
|
$10.7M
|
–
|
–
|
–
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$9.52M
|
-$34.7K
|
-2,600
|
-0.4%
|
|
|
4
|
1607 Capital Partners
Richmond,
Virginia
|
$8.38M
|
+$1.98M
|
+147,900
|
+29%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$6.01M
|
-$1.04M
|
-77,686
|
-14%
|
|
|
6
|
|
$5.97M
|
-$542K
|
-40,553
|
-8%
|
|
|
7
|
Parametric Portfolio Associates
Seattle,
Washington
|
$5.22M
|
+$969K
|
+72,558
|
+22%
|
|
|
8
|
Advisors Asset Management
Monument,
Colorado
|
$4.96M
|
+$507K
|
+37,968
|
+11%
|
|
|
9
|
|
$4.47M
|
+$695K
|
+52,022
|
+18%
|
|
|
10
|
PT Asset Management
Chicago,
Illinois
|
$3.42M
|
-$784K
|
-58,703
|
-18%
|
|
|
11
|
Oak Hill Advisors
New York
|
$3.01M
|
–
|
–
|
–
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$2.74M
|
+$646K
|
+48,394
|
+30%
|
|
|
13
|
Global Endowment Management
Charlotte,
North Carolina
|
$2.7M
|
–
|
–
|
–
|
|
|
14
|
Mariner Investment Group
Harrison,
New York
|
$2.25M
|
–
|
–
|
–
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$2.02M
|
+$170K
|
+12,749
|
+9%
|
|
|
16
|
|
$1.99M
|
+$136K
|
+10,159
|
+7%
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1.95M
|
-$975
|
-73
|
-0%
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
$1.88M
|
-$119K
|
-8,916
|
-6%
|
|
|
19
|
Horizon Kinetics
New York
|
$1.57M
|
-$797K
|
-59,673
|
-33%
|
|
|
20
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.21M
|
-$200K
|
-14,972
|
-14%
|
|
|
21
|
Raymond James & Associates
St Petersburg,
Florida
|
$942K
|
+$34K
|
+2,542
|
+4%
|
|
|
22
|
VanEck Associates
New York
|
$878K
|
+$96.7K
|
+7,238
|
+12%
|
|
|
23
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$828K
|
-$56.4K
|
-4,223
|
-6%
|
|
|
24
|
LPL Financial
San Diego,
California
|
$766K
|
-$30.2K
|
-2,264
|
-4%
|
|
|
25
|
National Planning Corporation
El Segundo,
California
|
$739K
|
–
|
–
|
–
|
|
