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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
126
Barclays
United Kingdom
$7K -$40.7K -2,991 -85%
EFSCE
127
Enterprise Financial Services Corp (EFSC)
Missouri
$6K +$5.79K +425 New
JPLA
128
Joseph P. Lucia & Associates
New York
$4.77K +$4.76K +350 New
Citigroup
129
Citigroup
New York
$4K
EWM
130
Edge Wealth Management
New York
$4K
GRP
131
Global Retirement Partners
California
$4K
GWM
132
Geneos Wealth Management
Colorado
$3K
Nordea Investment Management
133
Nordea Investment Management
Sweden
$2K +$218 +16 +10%
CFN
134
Cordasco Financial Network
Florida
$2K +$2.07K +152 New
CFA
135
Carroll Financial Associates
North Carolina
$1K
WAP
136
Wealthcare Advisory Partners
Pennsylvania
$1K
AM
137
Ares Management
California
-$8.82M -701,539 Closed
Millennium Management
138
Millennium Management
New York
-$1.98M -157,484 Closed
SGCA
139
Steel Grove Capital Advisors
Tennessee
-$1.04M -83,100 Closed
BI
140
Bramshill Investments
Florida
-$763K -60,500 Closed
PI
141
PineBridge Investments
New York
-$640K -50,900 Closed
Two Sigma Advisers
142
Two Sigma Advisers
New York
-$244K -19,400 Closed
State of Tennessee, Department of Treasury
143
State of Tennessee, Department of Treasury
Tennessee
-$214K -17,000 Closed
Squarepoint
144
Squarepoint
New York
-$181K -14,385 Closed
Simplex Trading
145
Simplex Trading
Illinois
-$13.3K -979 Closed
AF
146
Advisornet Financial
Minnesota
-$7K -592 Closed
DWM
147
Doyle Wealth Management
Florida
-$5K -400 Closed
Fidelity Investments
148
Fidelity Investments
Massachusetts
-$4.63K -340 -100%
CRWM
149
Castle Rock Wealth Management
California
+$437K +32,094 New