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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
76
B. Riley Wealth Management
Tennessee
$148K
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$95K +$79.3K +5,310 +446%
OIA
78
Optimum Investment Advisors
Illinois
$46K +$12.6K +840 +38%
Creative Planning
79
Creative Planning
Kansas
$42K +$39.3K +2,630 +1,315%
Manulife (Manufacturers Life Insurance)
80
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$19K +$1.15K +77 +6%
Citigroup
81
Citigroup
New York
$16K -$15.1K -1,011 -48%
GSC
82
Ground Swell Capital
South Carolina
$12K +$12.6K +843 New
Envestnet Asset Management
83
Envestnet Asset Management
Illinois
$7K
NFG
84
Next Financial Group
Texas
$7K +$7.47K +500 New
PSI
85
Pinnacle Summer Investments
Virginia
$7K +$7.47K +500 New
TRCT
86
Tower Research Capital (TRC)
New York
$2K -$8.2K -549 -82%
PNC Financial Services Group
87
PNC Financial Services Group
Pennsylvania
$2K
Deutsche Bank
88
Deutsche Bank
Germany
-$3.73M -251,416 Closed
PP
89
Paloma Partners
Connecticut
-$3.06M -206,262 Closed
COPPSERS
90
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$2.08M -139,876 Closed
LP
91
LMR Partners
United Kingdom
-$2M -134,766 Closed
DCM
92
Dialectic Capital Management
Connecticut
-$1.34M -90,000 Closed
KSCM
93
Kamunting Street Capital Management
Florida
-$1.11M -75,000 Closed
Prudential Financial
94
Prudential Financial
New Jersey
-$878K -59,100 Closed
BIG
95
Blackthorn Investment Group
Kansas
-$835K -56,169 Closed
BCMU
96
BlueCrest Capital Management (UK)
Guernsey
-$763K -51,370 Closed
Jane Street
97
Jane Street
New York
-$607K -40,843 Closed
SFM
98
Soros Fund Management
New York
-$591K -39,800 Closed
Two Sigma Advisers
99
Two Sigma Advisers
New York
-$558K -37,554 Closed
AGM
100
Alpine Global Management
New York
-$418K -28,144 Closed