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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
EIP
51
Epoch Investment Partners
New York
$808K -$63.3K -4,789 -7%
Aberdeen Group
52
Aberdeen Group
United Kingdom
$791K
BI
53
Bramshill Investments
Florida
$763K +$8.48K +641 +1%
SMH
54
Sanders Morris Harris
Texas
$737K
OC
55
Oppenheimer & Co
New York
$667K -$1.36K -103 -0.2%
PI
56
PineBridge Investments
New York
$640K +$41.8K +3,160 +7%
RIL
57
Rothschild Investment LLC
Illinois
$630K +$218K +16,500 +49%
Bank of America
58
Bank of America
North Carolina
$603K -$5.58K -422 -0.9%
HighTower Advisors
59
HighTower Advisors
Illinois
$550K +$246K +18,628 +75%
AIM
60
Assured Investment Management
New York
$511K -$466K -35,207 -46%
PPA
61
Parametric Portfolio Associates
Washington
$509K +$535K +40,467 New
PAWC
62
P.A.W. Capital
Connecticut
$503K -$529K -40,000 -50%
PP
63
PDT Partners
New York
$499K +$330K +24,939 +169%
Deutsche Bank
64
Deutsche Bank
Germany
$480K +$79.4K +6,004 +19%
WS
65
Wedbush Securities
California
$457K +$102K +7,675 +27%
RIG
66
Roosevelt Investment Group
New York
$433K +$455K +34,391 New
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$416K -$7.68K -581 -2%
Northern Trust
68
Northern Trust
Illinois
$410K -$8.82K -667 -2%
PA
69
Perennial Advisors
New York
$391K -$110K -8,292 -21%
BRWM
70
B. Riley Wealth Management
Tennessee
$387K +$407K +30,786 New
LPL Financial
71
LPL Financial
California
$368K +$44K +3,326 +13%
CIBC Private Wealth Group
72
CIBC Private Wealth Group
Georgia
$362K
Creative Planning
73
Creative Planning
Kansas
$351K -$36.4K -2,756 -9%
SCM
74
Shelton Capital Management
Colorado
$337K
TC
75
Telemus Capital
Michigan
$327K