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Annaly Capital Management

561 hedge funds and large institutions have $4.97B invested in Annaly Capital Management in 2023 Q1 according to their latest regulatory filings, with 74 funds opening new positions, 234 increasing their positions, 157 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more call options, than puts

Call options by funds: $277M | Put options by funds: $130M

49% more repeat investments, than reductions

Existing positions increased: 234 | Existing positions reduced: 157

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

0.29% more ownership

Funds ownership: 52.35%52.64% (+0.29%)

4% less first-time investments, than exits

New positions opened: 74 | Existing positions closed: 77

4% less capital invested

Capital invested by funds: $5.18B → $4.97B (-$206M)

2% less funds holding

Funds holding: 573561 (-12)

Holders
561
Holders Change
-12
Holders Change %
-2.09%
% of All Funds
8.94%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
74
Increased
234
Reduced
157
Closed
77
Calls
$277M
Puts
$130M
Net Calls
+$147M
Net Calls Change
+$218M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$1.05B +$12.2M +576,515 +1%
Vanguard Group
2
Vanguard Group
Pennsylvania
$905M +$53.1M +2,518,910 +6%
State Street
3
State Street
Massachusetts
$317M +$11.2M +530,613 +3%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$292M +$16.9M +800,940 +6%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$150M +$10.6M +502,759 +7%
Marshall Wace
6
Marshall Wace
United Kingdom
$128M -$34.9M -1,653,497 -20%
Northern Trust
7
Northern Trust
Illinois
$94.6M +$345K +16,331 +0.3%
Norges Bank
8
Norges Bank
Norway
$83.3M +$8.63M +408,938 +10%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$83.1M -$1.99M -94,533 -2%
Legal & General Group
10
Legal & General Group
United Kingdom
$82.3M +$3.65M +173,128 +4%
LSV Asset Management
11
LSV Asset Management
Illinois
$69.7M -$8.02M -380,063 -9%
Balyasny Asset Management
12
Balyasny Asset Management
Illinois
$60.6M +$66.8M +3,167,607 +274,966%
UBS AM
13
UBS AM
Illinois
$57.1M +$63M +2,986,509 New
Bank of America
14
Bank of America
North Carolina
$54.3M +$27.5M +1,304,868 +85%
Charles Schwab
15
Charles Schwab
California
$53.4M +$380K +17,998 +0.6%
Morgan Stanley
16
Morgan Stanley
New York
$52.6M -$7.25M -343,751 -11%
JP Morgan Chase
17
JP Morgan Chase
New York
$50.8M +$477K +22,621 +0.9%
TSW
18
Thompson Siegel & Walmsley
Virginia
$43.9M +$10.8M +511,733 +29%
Invesco
19
Invesco
Georgia
$40.4M -$8.63M -409,185 -16%
EH
20
EMG Holdings
Connecticut
$39.9M +$44M +2,086,807 New
Principal Financial Group
21
Principal Financial Group
Iowa
$35.4M +$385K +18,262 +1%
Ameriprise
22
Ameriprise
Minnesota
$27.9M +$1.66M +78,743 +6%
CS
23
Credit Suisse
Switzerland
$26.2M -$809K -38,346 -3%
Millennium Management
24
Millennium Management
New York
$25.7M +$28.1M +1,330,214 +8,547%
RhumbLine Advisers
25
RhumbLine Advisers
Massachusetts
$25.4M -$475K -22,500 -2%

NLY Hedge Fund Activity: Q1 2023 in Review

561 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Annaly Capital Management (NLY) for Q1 2023, worth a combined $4.97B — down 4% from $5.18B a quarter earlier.

Sellers outnumbered buyers: 77 funds closed out of NLY and 74 opened new positions — a net loss of 3 holders — while 157 trimmed existing stakes and 234 added.

The largest buyer was Balyasny Asset Management, adding an estimated $66.8M. The largest seller was Marshall Wace, cutting an estimated $34.9M.

  • 561 institutional investors held Annaly Capital Management (NLY) as of Q1 2023, down from 573 in Q4 2022.
  • Funds reported $4.97B of Annaly Capital Management stock for Q1 2023, down 4% quarter-over-quarter.
  • 74 funds opened new Annaly Capital Management positions in Q1 2023 and 77 closed out, a net change of -3 holders.
  • The largest Annaly Capital Management buyer in Q1 2023 was Balyasny Asset Management, an estimated $66.8M added.
  • The largest Annaly Capital Management seller in Q1 2023 was Marshall Wace, an estimated $34.9M sold.

Based on aggregated 13F filings for Q1 2023.