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Annaly Capital Management

541 hedge funds and large institutions have $5.57B invested in Annaly Capital Management in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 155 increasing their positions, 209 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 62

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

4% more funds holding

Funds holding: 519541 (+22)

0.76% less ownership

Funds ownership: 14.24%13.48% (-0.76%)

7% less capital invested

Capital invested by funds: $6B → $5.57B (-$426M)

26% less call options, than puts

Call options by funds: $22.4M | Put options by funds: $30.1M

26% less repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 209

Holders
541
Holders Change
+22
Holders Change %
+4.24%
% of All Funds
13.53%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
94
Increased
155
Reduced
209
Closed
62
Calls
$22.4M
Puts
$30.1M
Net Calls
-$7.76M
Net Calls Change
+$6.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$785M +$36.5M +898,357 +5%
BFA
2
BlackRock Fund Advisors
California
$501M -$35.1M -862,655 -6%
BIT
3
BlackRock Institutional Trust
California
$283M +$2.85M +69,977 +1%
State Street
4
State Street
Massachusetts
$265M +$13.9M +340,759 +5%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$232M -$20.1M -494,673 -8%
LSV Asset Management
6
LSV Asset Management
Illinois
$198M +$6.45M +158,525 +3%
APG Asset Management
7
APG Asset Management
Netherlands
$123M +$5.9M +145,125 +5%
Norges Bank
8
Norges Bank
Norway
$101M +$6.94M +170,514 +7%
SAC
9
Smith Affiliated Capital
New York
$99.7M
TSW
10
Thompson Siegel & Walmsley
Virginia
$98.1M +$32M +787,851 +47%
BG
11
BlackRock Group
United Kingdom
$87.4M +$104K +2,558 +0.1%
Renaissance Technologies
12
Renaissance Technologies
New York
$85.5M +$15.7M +386,400 +22%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$77.1M -$1.61M -39,520 -2%
Bank of America
14
Bank of America
North Carolina
$72M -$4.07M -100,095 -5%
Northern Trust
15
Northern Trust
Illinois
$71.1M -$764K -18,789 -1%
EAM
16
Edge Asset Management
Washington
$67M +$1.6M +39,254 +2%
Invesco
17
Invesco
Georgia
$63.6M -$41.4M -1,018,840 -39%
Legal & General Group
18
Legal & General Group
United Kingdom
$61.3M -$2.93M -71,988 -4%
SCM
19
Sterling Capital Management
North Carolina
$59.9M -$3.34M -82,164 -5%
Los Angeles Capital Management
20
Los Angeles Capital Management
California
$59.5M +$2.85M +69,959 +5%
UBS AM
21
UBS AM
Illinois
$59.1M +$8.5M +208,888 +16%
Balyasny Asset Management
22
Balyasny Asset Management
Illinois
$56.7M +$57.8M +1,421,022 New
TD Asset Management
23
TD Asset Management
Ontario, Canada
$56.3M +$1.16M +28,490 +2%
UBS Group
24
UBS Group
Switzerland
$56M -$9.64M -236,988 -14%
EIC
25
Equity Investment Corp
Georgia
$51.1M +$52.1M +1,280,478 New

NLY Hedge Fund Activity: Q4 2016 in Review

541 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Annaly Capital Management (NLY) for Q4 2016, worth a combined $5.57B — down 7.1% from $6B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new NLY positions and 62 closed out — a net gain of 32 holders — while 155 added to existing stakes and 209 trimmed.

The largest buyer was Balyasny Asset Management, opening a new position worth an estimated $57.8M. The largest seller was Rockefeller Financial Services, cutting an estimated $73.1M.

  • 541 institutional investors held Annaly Capital Management (NLY) as of Q4 2016, up from 519 in Q3 2016.
  • Funds reported $5.57B of Annaly Capital Management stock for Q4 2016, down 7.1% quarter-over-quarter.
  • 94 funds opened new Annaly Capital Management positions in Q4 2016 and 62 closed out, a net change of +32 holders.
  • The largest Annaly Capital Management buyer in Q4 2016 was Balyasny Asset Management, an estimated $57.8M added.
  • The largest Annaly Capital Management seller in Q4 2016 was Rockefeller Financial Services, an estimated $73.1M sold.

Based on aggregated 13F filings for Q4 2016.