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Annaly Capital Management

506 hedge funds and large institutions have $5.4B invested in Annaly Capital Management in 2013 Q3 according to their latest regulatory filings, with 65 funds opening new positions, 191 increasing their positions, 189 reducing their positions, and 82 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

1% more repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 189

0.8% more ownership

Funds ownership: 11.48%12.28% (+0.8%)

1% less capital invested

Capital invested by funds: $5.46B → $5.4B (-$56.8M)

3% less call options, than puts

Call options by funds: $154M | Put options by funds: $158M

4% less funds holding

Funds holding: 525506 (-19)

21% less first-time investments, than exits

New positions opened: 65 | Existing positions closed: 82

Holders
506
Holders Change
-19
Holders Change %
-3.62%
% of All Funds
16.41%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
65
Increased
191
Reduced
189
Closed
82
Calls
$154M
Puts
$158M
Net Calls
-$4.49M
Net Calls Change
+$62.8M
Name Holding Trade Value Shares
Change
Change in
Stake
ClearBridge Investments
26
ClearBridge Investments
New York
$56.1M +$14.8M +314,868 +35%
Legal & General Group
27
Legal & General Group
United Kingdom
$51.3M +$1.91M +40,645 +4%
ACA
28
Anchor Capital Advisors
Massachusetts
$50.9M -$10.8M -228,953 -17%
MAA
29
Managed Account Advisors
New Jersey
$49.8M -$5.57M -118,404 -10%
Geode Capital Management
30
Geode Capital Management
Massachusetts
$47.4M +$2.81M +59,617 +6%
TCIM
31
TIAA CREF Investment Management
New York
$47.1M +$1.98M +42,140 +4%
TSW
32
Thompson Siegel & Walmsley
Virginia
$46.5M +$1.86M +39,420 +4%
U
33
UBS
Switzerland
$43.9M +$8.27M +175,748 +23%
IVA
34
International Value Advisers
$42.9M +$77.9K +1,655 +0.2%
Ameriprise
35
Ameriprise
Minnesota
$38.5M -$7.37M -156,596 -16%
Mitsubishi UFJ Trust & Banking
36
Mitsubishi UFJ Trust & Banking
Japan
$38.3M -$4.6M -97,697 -11%
JHIU
37
Janus Henderson Investors US
Colorado
$33.3M +$6.75M +143,456 +25%
T
38
TOBAM
France
$32.7M -$2.15M -45,708 -6%
Sumitomo Mitsui Trust Group
39
Sumitomo Mitsui Trust Group
Japan
$32.3M +$269K +5,708 +0.8%
Prudential Financial
40
Prudential Financial
New Jersey
$29.7M -$8.85M -188,075 -23%
TA
41
Teachers Advisors
New York
$29.3M +$12.3M +261,699 +71%
GC
42
Guggenheim Capital
Illinois
$27.6M +$9.43M +200,395 +51%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$26.4M +$279K +5,934 +1%
Massachusetts Financial Services
44
Massachusetts Financial Services
Massachusetts
$26.3M +$7.46M +158,455 +39%
Goldman Sachs
45
Goldman Sachs
New York
$25.5M +$4.5M +95,651 +21%
Wells Fargo
46
Wells Fargo
California
$24.8M -$2.81M -59,703 -10%
CS
47
Credit Suisse
Switzerland
$24.5M +$776K +16,494 +3%
Citigroup
48
Citigroup
New York
$23.9M -$199K -4,237 -0.8%
GIA
49
Gateway Investment Advisers
Ohio
$23.8M -$6.21K -132 -0%
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$21.3M +$2.94M +62,561 +16%

NLY Hedge Fund Activity: Q3 2013 in Review

506 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Annaly Capital Management (NLY) for Q3 2013, worth a combined $5.4B — down 1% from $5.46B a quarter earlier.

Sellers outnumbered buyers: 82 funds closed out of NLY and 65 opened new positions — a net loss of 17 holders — while 189 trimmed existing stakes and 191 added.

The largest buyer was Ruffer LLP, adding an estimated $113M. The largest seller was Alleghany Corporation, exiting entirely with an estimated $31.8M sold.

  • 506 institutional investors held Annaly Capital Management (NLY) as of Q3 2013, down from 525 in Q2 2013.
  • Funds reported $5.4B of Annaly Capital Management stock for Q3 2013, down 1% quarter-over-quarter.
  • 65 funds opened new Annaly Capital Management positions in Q3 2013 and 82 closed out, a net change of -17 holders.
  • The largest Annaly Capital Management buyer in Q3 2013 was Ruffer LLP, an estimated $113M added.
  • The largest Annaly Capital Management seller in Q3 2013 was Alleghany Corporation, an estimated $31.8M sold.

Based on aggregated 13F filings for Q3 2013.