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NLI Holdings
NL

39 hedge funds and large institutions have $24.9M invested in NLI Holdings in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.09% more ownership

Funds ownership: 6.85% → 6.94% (+0.09%)

11% less funds holding

Funds holding: 44 → 39 (-5)

20% less capital invested

Capital invested by funds: $31M → $24.9M (-$6.12M)

50% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 20

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MP
Mangrove Partners
Connecticut
+$704K
2
ZIM
Zacks Investment Management
Illinois
+$463K
3
PRCM
Pine River Capital Management
Minnesota
+$211K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$63.9K
5
TRCT
Tower Research Capital (TRC)
New York
+$21.1K

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$325K
2
DS
DRW Securities
Illinois
-$227K
3
LCS
Levin Capital Strategies
New York
-$106K
4
RhumbLine Advisers
RhumbLine Advisers
Massachusetts
-$102K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$93.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$11.3M -$93.6K -10,468 -0.7%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.48M +$63.9K +7,144 +2%
MP
3
Mangrove Partners
Connecticut
$2.03M +$704K +78,752 +40%
BIT
4
BlackRock Institutional Trust
California
$1.47M -$340 -38 -0%
LCS
5
Levin Capital Strategies
New York
$1.18M -$106K -11,835 -7%
BFA
6
BlackRock Fund Advisors
California
$1.09M -$73.7K -8,247 -5%
State Street
7
State Street
Massachusetts
$855K -$18.6K -2,078 -2%
Northern Trust
8
Northern Trust
Illinois
$806K -$9.83K -1,100 -1%
ZIM
9
Zacks Investment Management
Illinois
$602K +$463K +51,828 +173%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$339K -$13.1K -1,469 -3%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$228K -$1.75K -196 -0.6%
TCIM
12
TIAA CREF Investment Management
New York
$203K -$33.2K -3,711 -12%
Charles Schwab
13
Charles Schwab
California
$184K +$4.56K +510 +2%
PRCM
14
Pine River Capital Management
Minnesota
$174K +$211K +23,597 New
BIM
15
BlackRock Investment Management
Delaware
$159K -$11K -1,229 -5%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$151K – – –
AllianceBernstein
17
AllianceBernstein
Tennessee
$125K -$8.94K -1,000 -6%
California State Teachers Retirement System (CalSTRS)
18
California State Teachers Retirement System (CalSTRS)
California
$92K +$635 +71 +0.6%
TA
19
Teachers Advisors
New York
$79K – – –
T. Rowe Price Associates
20
T. Rowe Price Associates
Maryland
$74K – – –
NFA
21
Nationwide Fund Advisors
Ohio
$55K -$7.19K -804 -10%
AIG
22
American International Group
New York
$32.7K -$45 -5 -0.1%
PCM
23
Prelude Capital Management
New York
$29K -$894 -100 -3%
MLIM
24
Mountain Lake Investment Management
Florida
$29K +$5.29K +592 +18%
U
25
UBS
Switzerland
$22K +$6.96K +779 +35%
1
2

NL Hedge Fund Activity: Q3 2014 in Review

39 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q3 2014, worth a combined $24.9M — down 20% from $31M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NL and 2 opened new positions — a net loss of 5 holders — while 20 trimmed existing stakes and 10 added.

The largest buyer was Mangrove Partners, adding an estimated $704K. The largest seller was Goldman Sachs, exiting entirely with an estimated $325K sold.

  • 39 institutional investors held NLI Holdings (NL) as of Q3 2014, down from 44 in Q2 2014.
  • Funds reported $24.9M of NLI Holdings stock for Q3 2014, down 20% quarter-over-quarter.
  • 2 funds opened new NLI Holdings positions in Q3 2014 and 7 closed out, a net change of -5 holders.
  • The largest NLI Holdings buyer in Q3 2014 was Mangrove Partners, an estimated $704K added.
  • The largest NLI Holdings seller in Q3 2014 was Goldman Sachs, an estimated $325K sold.

Based on aggregated 13F filings for Q3 2014.