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NLI Holdings
NL

38 hedge funds and large institutions have $33.6M invested in NLI Holdings in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more ownership

Funds ownership: 6.18% → 6.18% (+0%)

2% less capital invested

Capital invested by funds: $34.1M → $33.6M (-$527K)

5% less funds holding

Funds holding: 40 → 38 (-2)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
+$538K
2
LCS
Levin Capital Strategies
New York
+$248K
3
BIT
BlackRock Institutional Trust
California
+$129K
4
Morgan Stanley
Morgan Stanley
New York
+$28.6K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$27.8K

Top Sellers

Rank Fund Capital Flow
1
Bank of New York Mellon
Bank of New York Mellon
New York
-$558K
2
ZCM
Zebra Capital Management
Connecticut
-$172K
3
PPA
Parametric Portfolio Associates
Washington
-$114K
4
Deutsche Bank
Deutsche Bank
Germany
-$104K
5
BFA
BlackRock Fund Advisors
California
-$94.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$17.5M +$27.8K +2,492 +0.2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.76M +$538K +48,242 +13%
BIT
3
BlackRock Institutional Trust
California
$2.18M +$129K +11,564 +6%
State Street
4
State Street
Massachusetts
$2.15M +$547 +49 +0%
BFA
5
BlackRock Fund Advisors
California
$1.92M -$94.7K -8,483 -5%
Northern Trust
6
Northern Trust
Illinois
$1.41M +$20.6K +1,847 +1%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$565K -$558K -50,014 -50%
TCIM
8
TIAA CREF Investment Management
New York
$332K – – –
Geode Capital Management
9
Geode Capital Management
Massachusetts
$324K – – –
Charles Schwab
10
Charles Schwab
California
$268K +$8.04K +720 +3%
AllianceBernstein
11
AllianceBernstein
Tennessee
$263K -$46.9K -4,200 -15%
BIM
12
BlackRock Investment Management
Delaware
$263K -$7.12K -638 -3%
LCS
13
Levin Capital Strategies
New York
$248K +$248K +22,225 New
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$210K -$2.69K -241 -1%
State Board of Administration of Florida Retirement System
15
State Board of Administration of Florida Retirement System
Florida
$180K – – –
CL
16
CSS LLC
Illinois
$159K +$159K +14,254 New
California State Teachers Retirement System (CalSTRS)
17
California State Teachers Retirement System (CalSTRS)
California
$136K – – –
RhumbLine Advisers
18
RhumbLine Advisers
Massachusetts
$127K -$6.7K -600 -5%
T. Rowe Price Associates
19
T. Rowe Price Associates
Maryland
$112K – – –
TA
20
Teachers Advisors
New York
$89K – – –
NFA
21
Nationwide Fund Advisors
Ohio
$82K – – –
Citigroup
22
Citigroup
New York
$53K +$15.1K +1,349 +40%
BA
23
BlackRock Advisors
Delaware
$51K +$4.43K +397 +9%
AIG
24
American International Group
New York
$50.1K -$502 -45 -1%
PCM
25
Prelude Capital Management
New York
$34K -$2.23K -200 -6%
1
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NL Hedge Fund Activity: Q4 2013 in Review

38 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q4 2013, worth a combined $33.6M — down 1.5% from $34.1M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NL and 5 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 10 added.

The largest buyer was Vanguard Group, adding an estimated $538K. The largest seller was Bank of New York Mellon, cutting an estimated $558K.

  • 38 institutional investors held NLI Holdings (NL) as of Q4 2013, down from 40 in Q3 2013.
  • Funds reported $33.6M of NLI Holdings stock for Q4 2013, down 1.5% quarter-over-quarter.
  • 5 funds opened new NLI Holdings positions in Q4 2013 and 7 closed out, a net change of -2 holders.
  • The largest NLI Holdings buyer in Q4 2013 was Vanguard Group, an estimated $538K added.
  • The largest NLI Holdings seller in Q4 2013 was Bank of New York Mellon, an estimated $558K sold.

Based on aggregated 13F filings for Q4 2013.