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NLI Holdings
NL

54 hedge funds and large institutions have $25.8M invested in NLI Holdings in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more capital invested

Capital invested by funds: $12.4M → $25.8M (+$13.3M)

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

8% more funds holding

Funds holding: 50 → 54 (+4)

0.05% less ownership

Funds ownership: 6.54% → 6.49% (-0.05%)

78% less call options, than puts

Call options by funds: $18K | Put options by funds: $80K

Holders
54
Holders Change
+4
Holders Change %
+8%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
17
Reduced
13
Closed
6
Calls
$18K
Puts
$80K
Net Calls
-$62K
Net Calls Change
-$62K

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$234K
2
Morgan Stanley
Morgan Stanley
New York
+$124K
3
Renaissance Technologies
Renaissance Technologies
New York
+$93K
4
Citigroup
Citigroup
New York
+$87.8K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$71.2K

Top Sellers

Rank Fund Capital Flow
1
ZIM
Zacks Investment Management
Illinois
-$561K
2
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$115K
3
VKH
Virtu KCG Holdings
New York
-$101K
4
SG Americas Securities
SG Americas Securities
New York
-$54K
5
Goldman Sachs
Goldman Sachs
New York
-$47K
Name Holding Trade Value Shares
Change 		Change in
Stake
NFA
26
Nationwide Fund Advisors
Ohio
$65K – – –
New York State Common Retirement Fund
27
New York State Common Retirement Fund
New York
$51K – – –
AIG
28
American International Group
New York
$39K -$71 -13 -0.3%
TRCT
29
Tower Research Capital (TRC)
New York
$38K +$19.6K +3,588 +332%
Deutsche Bank
30
Deutsche Bank
Germany
$35K +$18.7K +3,408 +317%
CCMH
31
Cornerstone Capital Management Holdings
New York
$23K -$10.9K -2,000 -41%
BlackRock
32
BlackRock
New York
$17K – – –
Legal & General Group
33
Legal & General Group
United Kingdom
$16K +$10.6K +1,940 New
NFG
34
Next Financial Group
Texas
$16K +$11K +2,010 New
BA
35
BlackRock Advisors
Delaware
$15K – – –
UBS Group
36
UBS Group
Switzerland
$13K +$8.43K +1,540 New
CG
37
Cutler Group
California
$12K -$15.3K -2,800 -65%
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K – – –
Bank of America
39
Bank of America
North Carolina
$9K -$2.85K -521 -31%
Wells Fargo
40
Wells Fargo
California
$9K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$9K +$985 +180 +14%
LNB
42
Ledyard National Bank
$8K – – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$6K +$1.31K +239 +52%
PG
44
PEAK6 Group
Illinois
$6K +$3.88K +709 New
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$4.78K -$1.03K -189 -24%
US Bancorp
46
US Bancorp
Minnesota
$4K – – –
Barclays
47
Barclays
United Kingdom
$3K +$843 +154 +150%
ACS
48
Archford Capital Strategies
Illinois
$2K – – –
MFS
49
MSI Financial Services
Massachusetts
$2K – – –
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$2K +$1.27K +233 New
1
2
3

NL Hedge Fund Activity: Q4 2016 in Review

54 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q4 2016, worth a combined $25.8M — up 107% from $12.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NL positions and 6 closed out — a net gain of 4 holders — while 17 added to existing stakes and 13 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $234K. The largest seller was Zacks Investment Management, cutting an estimated $561K.

  • 54 institutional investors held NLI Holdings (NL) as of Q4 2016, up from 50 in Q3 2016.
  • Funds reported $25.8M of NLI Holdings stock for Q4 2016, up 107% quarter-over-quarter.
  • 10 funds opened new NLI Holdings positions in Q4 2016 and 6 closed out, a net change of +4 holders.
  • The largest NLI Holdings buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $234K added.
  • The largest NLI Holdings seller in Q4 2016 was Zacks Investment Management, an estimated $561K sold.

Based on aggregated 13F filings for Q4 2016.