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NLI Holdings
NL

50 hedge funds and large institutions have $12.4M invested in NLI Holdings in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

55% more capital invested

Capital invested by funds: $8.02M → $12.4M (+$4.43M)

4% more funds holding

Funds holding: 48 → 50 (+2)

0.14% more ownership

Funds ownership: 6.41% → 6.54% (+0.14%)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

Holders
50
Holders Change
+2
Holders Change %
+4.17%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ZIM
Zacks Investment Management
Illinois
+$927K
2
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$103K
3
VKH
Virtu KCG Holdings
New York
+$91K
4
Renaissance Technologies
Renaissance Technologies
New York
+$90.2K
5
BFA
BlackRock Fund Advisors
California
+$28.9K

Top Sellers

Rank Fund Capital Flow
1
MP
Mangrove Partners
Connecticut
-$585K
2
Goldman Sachs
Goldman Sachs
New York
-$56.8K
3
TRCT
Tower Research Capital (TRC)
New York
-$28.3K
4
Citadel Advisors
Citadel Advisors
Florida
-$27K
5
SG Americas Securities
SG Americas Securities
New York
-$19.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$18.9K +$25 +7 +0.1%
CCMH
27
Cornerstone Capital Management Holdings
New York
$18K +$17.3K +4,900 New
CG
28
Cutler Group
California
$16K -$3.18K -900 -17%
Walleye Trading
29
Walleye Trading
New York
$16K +$6.73K +1,903 +91%
BlackRock
30
BlackRock
New York
$8K – – –
BA
31
BlackRock Advisors
Delaware
$7K – – –
Morgan Stanley
32
Morgan Stanley
New York
$7K +$5.86K +1,656 New
Bank of America
33
Bank of America
North Carolina
$6K -$10K -2,828 -63%
Citigroup
34
Citigroup
New York
$5K -$548 -155 -11%
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K – – –
Wells Fargo
36
Wells Fargo
California
$5K – – –
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$5K +$4.57K +1,292 New
TRCT
38
Tower Research Capital (TRC)
New York
$4K -$28.3K -8,002 -88%
Deutsche Bank
39
Deutsche Bank
Germany
$4K -$2.23K -631 -37%
LNB
40
Ledyard National Bank
$4K – – –
BNP Paribas Financial Markets
41
BNP Paribas Financial Markets
France
$3.05K +$1.58K +447 +136%
US Bancorp
42
US Bancorp
Minnesota
$2K – – –
ACS
43
Archford Capital Strategies
Illinois
$1K – – –
IA
44
IFP Advisors
Florida
$1K – – –
MFS
45
MSI Financial Services
Massachusetts
$1K – – –
SSB
46
Sandy Spring Bank
Maryland
$1K – – –
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$1K +$414 +117 +34%
TCIM
48
TIAA CREF Investment Management
New York
$82 – – –
MP
49
Mangrove Partners
Connecticut
– -$585K -227,552 Closed
Citadel Advisors
50
Citadel Advisors
Florida
– -$27K -10,413 Closed
1
2
3

NL Hedge Fund Activity: Q3 2016 in Review

50 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q3 2016, worth a combined $12.4M — up 55% from $8.02M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NL positions and 4 closed out — a net gain of 3 holders — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Zacks Investment Management, opening a new position worth an estimated $927K. The largest seller was Mangrove Partners, exiting entirely with an estimated $585K sold.

  • 50 institutional investors held NLI Holdings (NL) as of Q3 2016, up from 48 in Q2 2016.
  • Funds reported $12.4M of NLI Holdings stock for Q3 2016, up 55% quarter-over-quarter.
  • 7 funds opened new NLI Holdings positions in Q3 2016 and 4 closed out, a net change of +3 holders.
  • The largest NLI Holdings buyer in Q3 2016 was Zacks Investment Management, an estimated $927K added.
  • The largest NLI Holdings seller in Q3 2016 was Mangrove Partners, an estimated $585K sold.

Based on aggregated 13F filings for Q3 2016.