We are live on ! Find out more
NL icon

NLI Holdings
NL

39 hedge funds and large institutions have $24.9M invested in NLI Holdings in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.09% more ownership

Funds ownership: 6.85% → 6.94% (+0.09%)

11% less funds holding

Funds holding: 44 → 39 (-5)

20% less capital invested

Capital invested by funds: $31M → $24.9M (-$6.12M)

50% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 20

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MP
Mangrove Partners
Connecticut
+$704K
2
ZIM
Zacks Investment Management
Illinois
+$463K
3
PRCM
Pine River Capital Management
Minnesota
+$211K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$63.9K
5
TRCT
Tower Research Capital (TRC)
New York
+$21.1K

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$325K
2
DS
DRW Securities
Illinois
-$227K
3
LCS
Levin Capital Strategies
New York
-$106K
4
RhumbLine Advisers
RhumbLine Advisers
Massachusetts
-$102K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$93.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
BlackRock Advisors
Delaware
$20K -$11K -1,227 -31%
TRCT
27
Tower Research Capital (TRC)
New York
$17K +$21.1K +2,358 New
US Bancorp
28
US Bancorp
Minnesota
$11K – – –
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$10K – – –
Morgan Stanley
30
Morgan Stanley
New York
$9K -$2.56K -286 -18%
LNB
31
Ledyard National Bank
$7K – – –
Citigroup
32
Citigroup
New York
$6K +$1.61K +180 +27%
Barclays
33
Barclays
United Kingdom
$5K +$6.68K +747 +623%
Wells Fargo
34
Wells Fargo
California
$2K -$1.72K -192 -36%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$1K -$894 -100 -33%
Bank of America
36
Bank of America
North Carolina
$1K -$384 -43 -18%
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$22 +$12.4K +1,388 +90%
Goldman Sachs
38
Goldman Sachs
New York
– -$325K -34,941 Closed
DS
39
DRW Securities
Illinois
– -$227K -24,471 Closed
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
– -$102K -11,012 Closed
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
– -$58K -6,234 Closed
VFA
42
Virtus Fund Advisers
Connecticut
– -$5K -581 Closed
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
– -$2K -170 Closed
Ameriprise
44
Ameriprise
Minnesota
– -$1K -150 Closed
Deutsche Bank
45
Deutsche Bank
Germany
– -$45 -5 -8%
1
2

NL Hedge Fund Activity: Q3 2014 in Review

39 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q3 2014, worth a combined $24.9M — down 20% from $31M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NL and 2 opened new positions — a net loss of 5 holders — while 20 trimmed existing stakes and 10 added.

The largest buyer was Mangrove Partners, adding an estimated $704K. The largest seller was Goldman Sachs, exiting entirely with an estimated $325K sold.

  • 39 institutional investors held NLI Holdings (NL) as of Q3 2014, down from 44 in Q2 2014.
  • Funds reported $24.9M of NLI Holdings stock for Q3 2014, down 20% quarter-over-quarter.
  • 2 funds opened new NLI Holdings positions in Q3 2014 and 7 closed out, a net change of -5 holders.
  • The largest NLI Holdings buyer in Q3 2014 was Mangrove Partners, an estimated $704K added.
  • The largest NLI Holdings seller in Q3 2014 was Goldman Sachs, an estimated $325K sold.

Based on aggregated 13F filings for Q3 2014.