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NLI Holdings
NL

44 hedge funds and large institutions have $31M invested in NLI Holdings in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 2

22% more funds holding

Funds holding: 36 → 44 (+8)

0.26% more ownership

Funds ownership: 6.59% → 6.85% (+0.26%)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

11% less capital invested

Capital invested by funds: $34.7M → $31M (-$3.76M)

Holders
44
Holders Change
+8
Holders Change %
+22.22%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
14
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MP
Mangrove Partners
Connecticut
+$847K
2
LCS
Levin Capital Strategies
New York
+$398K
3
Goldman Sachs
Goldman Sachs
New York
+$330K
4
ZIM
Zacks Investment Management
Illinois
+$283K
5
DS
DRW Securities
Illinois
+$231K

Top Sellers

Rank Fund Capital Flow
1
State Street
State Street
Massachusetts
-$632K
2
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$203K
3
BFA
BlackRock Fund Advisors
California
-$133K
4
Northern Trust
Northern Trust
Illinois
-$90.5K
5
Citigroup
Citigroup
New York
-$31.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
BlackRock Advisors
Delaware
$37K -$5.6K -593 -13%
PCM
27
Prelude Capital Management
New York
$37K +$9.45K +1,000 +33%
MLIM
28
Mountain Lake Investment Management
Florida
$31K +$31.9K +3,376 New
U
29
UBS
Switzerland
$21K +$10.8K +1,138 +102%
Manulife (Manufacturers Life Insurance)
30
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$14K – – –
US Bancorp
31
US Bancorp
Minnesota
$14K – – –
Morgan Stanley
32
Morgan Stanley
New York
$14K +$11.7K +1,243 +384%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$12K – – –
LNB
34
Ledyard National Bank
$9K – – –
Citigroup
35
Citigroup
New York
$7K -$31.3K -3,314 -83%
VFA
36
Virtus Fund Advisers
Connecticut
$5K +$5.49K +581 New
Wells Fargo
37
Wells Fargo
California
$4K +$5.01K +530 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$3K +$945 +100 +50%
Bank of America
39
Bank of America
North Carolina
$2K +$340 +36 +17%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$2K +$1.61K +170 New
Barclays
41
Barclays
United Kingdom
$1K -$1.82K -193 -62%
Ameriprise
42
Ameriprise
Minnesota
$1K +$1.42K +150 New
Deutsche Bank
43
Deutsche Bank
Germany
– -$27K -2,859 -98%
TRCT
44
Tower Research Capital (TRC)
New York
– -$14K -1,370 Closed
BRWM
45
B. Riley Wealth Management
Tennessee
– -$5K -450 Closed
LTFS
46
Ladenburg Thalmann Financial Services
Florida
– +$28 +3 New
1
2

NL Hedge Fund Activity: Q2 2014 in Review

44 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q2 2014, worth a combined $31M — down 11% from $34.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NL positions and 2 closed out — a net gain of 8 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Mangrove Partners, adding an estimated $847K. The largest seller was State Street, cutting an estimated $632K.

  • 44 institutional investors held NLI Holdings (NL) as of Q2 2014, up from 36 in Q1 2014.
  • Funds reported $31M of NLI Holdings stock for Q2 2014, down 11% quarter-over-quarter.
  • 10 funds opened new NLI Holdings positions in Q2 2014 and 2 closed out, a net change of +8 holders.
  • The largest NLI Holdings buyer in Q2 2014 was Mangrove Partners, an estimated $847K added.
  • The largest NLI Holdings seller in Q2 2014 was State Street, an estimated $632K sold.

Based on aggregated 13F filings for Q2 2014.