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NLI Holdings
NL

38 hedge funds and large institutions have $33.6M invested in NLI Holdings in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more ownership

Funds ownership: 6.18% → 6.18% (+0%)

2% less capital invested

Capital invested by funds: $34.1M → $33.6M (-$527K)

5% less funds holding

Funds holding: 40 → 38 (-2)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
+$538K
2
LCS
Levin Capital Strategies
New York
+$248K
3
BIT
BlackRock Institutional Trust
California
+$129K
4
Morgan Stanley
Morgan Stanley
New York
+$28.6K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$27.8K

Top Sellers

Rank Fund Capital Flow
1
Bank of New York Mellon
Bank of New York Mellon
New York
-$558K
2
ZCM
Zebra Capital Management
Connecticut
-$172K
3
PPA
Parametric Portfolio Associates
Washington
-$114K
4
Deutsche Bank
Deutsche Bank
Germany
-$104K
5
BFA
BlackRock Fund Advisors
California
-$94.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$29K +$28.6K +2,562 New
US Bancorp
27
US Bancorp
Minnesota
$17K – – –
U
28
UBS
Switzerland
$15K -$17.4K -1,555 -53%
Deutsche Bank
29
Deutsche Bank
Germany
$14K -$104K -9,336 -87%
LNB
30
Ledyard National Bank
$11K +$11.2K +1,000 New
Barclays
31
Barclays
United Kingdom
$10K +$3.35K +300 +44%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$8K -$18.1K -1,623 -68%
FNYS
33
First New York Securities
New York
$6K +$5.58K +500 New
Invesco
34
Invesco
Georgia
$5K +$167 +15 +3%
Bank of America
35
Bank of America
North Carolina
$4K -$268 -24 -7%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$2K – – –
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$17 – – –
ZCM
38
Zebra Capital Management
Connecticut
– -$172K -15,143 Closed
PPA
39
Parametric Portfolio Associates
Washington
– -$114K -10,042 Closed
RFC
40
Russell Frank Company
Washington
– -$22K -1,947 Closed
SO
41
STRS Ohio
Ohio
– -$18K -1,584 Closed
Ameriprise
42
Ameriprise
Minnesota
– -$4.7K -421 -98%
RIA
43
Regal Investment Advisors
Michigan
– -$2K -200 Closed
TRCT
44
Tower Research Capital (TRC)
New York
– -$2K -165 Closed
Wells Fargo
45
Wells Fargo
California
– -$89 -8 Closed
1
2

NL Hedge Fund Activity: Q4 2013 in Review

38 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q4 2013, worth a combined $33.6M — down 1.5% from $34.1M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NL and 5 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 10 added.

The largest buyer was Vanguard Group, adding an estimated $538K. The largest seller was Bank of New York Mellon, cutting an estimated $558K.

  • 38 institutional investors held NLI Holdings (NL) as of Q4 2013, down from 40 in Q3 2013.
  • Funds reported $33.6M of NLI Holdings stock for Q4 2013, down 1.5% quarter-over-quarter.
  • 5 funds opened new NLI Holdings positions in Q4 2013 and 7 closed out, a net change of -2 holders.
  • The largest NLI Holdings buyer in Q4 2013 was Vanguard Group, an estimated $538K added.
  • The largest NLI Holdings seller in Q4 2013 was Bank of New York Mellon, an estimated $558K sold.

Based on aggregated 13F filings for Q4 2013.