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NLI Holdings
NL

40 hedge funds and large institutions have $34.1M invested in NLI Holdings in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

1% more capital invested

Capital invested by funds: $33.7M → $34.1M (+$368K)

0.04% more ownership

Funds ownership: 6.14% → 6.18% (+0.04%)

0% more funds holding

Funds holding: 40 → 40 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

Holders
40
Holders Change
–
Holders Change %
0%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
17
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
+$439K
2
BFA
BlackRock Fund Advisors
California
+$94K
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$86.5K
4
Deutsche Bank
Deutsche Bank
Germany
+$38.3K
5
PCM
Prelude Capital Management
New York
+$35.4K

Top Sellers

Rank Fund Capital Flow
1
ZCM
Zebra Capital Management
Connecticut
-$208K
2
BlackRock
BlackRock
New York
-$119K
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$93.5K
4
Northern Trust
Northern Trust
Illinois
-$63.2K
5
BIT
BlackRock Institutional Trust
California
-$38.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
26
Prelude Capital Management
New York
$36K +$35.4K +3,200 New
U
27
UBS
Switzerland
$34K +$16.3K +1,477 +102%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$28K +$16.6K +1,500 +172%
RFC
29
Russell Frank Company
Washington
$22K +$21.1K +1,910 +5,162%
SO
30
STRS Ohio
Ohio
$18K – – –
US Bancorp
31
US Bancorp
Minnesota
$17K – – –
Barclays
32
Barclays
United Kingdom
$8K -$5.5K -498 -42%
Ameriprise
33
Ameriprise
Minnesota
$5K – – –
Invesco
34
Invesco
Georgia
$5K – – –
Bank of America
35
Bank of America
North Carolina
$4K -$16.2K -1,469 -81%
TRCT
36
Tower Research Capital (TRC)
New York
$2K -$3.48K -315 -66%
RIA
37
Regal Investment Advisors
Michigan
$2K – – –
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$2K – – –
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18 – – –
BlackRock
40
BlackRock
New York
– -$119K -10,559 Closed
Wells Fargo
41
Wells Fargo
California
– -$3.23K -292 -97%
1
2

NL Hedge Fund Activity: Q3 2013 in Review

40 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NLI Holdings (NL) for Q3 2013, worth a combined $34.1M — up 1.1% from $33.7M a quarter earlier.

Fund positioning in NL was balanced in Q3 2013: 1 fund opened new positions, 1 closed out, 17 added to existing stakes and 13 trimmed.

The largest buyer was Vanguard Group, adding an estimated $439K. The largest seller was Zebra Capital Management, cutting an estimated $208K.

  • 40 institutional investors held NLI Holdings (NL) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $34.1M of NLI Holdings stock for Q3 2013, up 1.1% quarter-over-quarter.
  • 1 fund opened new NLI Holdings positions in Q3 2013 and 1 closed out, a net change of 0 holders.
  • The largest NLI Holdings buyer in Q3 2013 was Vanguard Group, an estimated $439K added.
  • The largest NLI Holdings seller in Q3 2013 was Zebra Capital Management, an estimated $208K sold.

Based on aggregated 13F filings for Q3 2013.