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NIQ

NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ

Delisted

NIQ was delisted on the 23rd of June, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
HWAM
1
Hennion & Walsh Asset Management
New Jersey
$2.36M +$441K +34,556 +23%
CAPTRUST Financial Advisors
2
CAPTRUST Financial Advisors
North Carolina
$2.26M +$4.88K +383 +0.2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$443K -$110K -8,626 -20%
GIP
4
Greatmark Investment Partners
Georgia
$431K -$31.9K -2,500 -7%
NDSI
5
Newman Dignan & Sheerar Inc
Rhode Island
$321K +$2.4K +188 +0.8%
SPIA
6
Steward Partners Investment Advisory
New York
$2.14K -$202K -15,855 -99%
Morgan Stanley
7
Morgan Stanley
New York
– -$10.1M -787,585 Closed
RVPG
8
Relative Value Partners Group
– -$6.68M -522,852 Closed
HighTower Advisors
9
HighTower Advisors
Illinois
– -$6.34M -496,838 Closed
AC
10
Almitas Capital
California
– -$6.17M -482,996 Closed
LSC
11
Logan Stone Capital
Illinois
– -$2.46M -192,835 Closed
Bank of America
12
Bank of America
North Carolina
– -$1.94M -151,976 Closed
SOA
13
Sea Otter Advisors
Florida
– -$1.63M -127,811 Closed
GC
14
Guggenheim Capital
Illinois
– -$1.56M -121,792 Closed
YCM
15
Yakira Capital Management
Connecticut
– -$1.04M -81,172 Closed
1CP
16
1607 Capital Partners
Virginia
– -$942K -73,797 Closed
IWC
17
Integrated Wealth Concepts
Massachusetts
– -$939K -73,525 Closed
USCWA
18
U.S. Capital Wealth Advisors
Texas
– -$858K -67,214 Closed
Stifel Financial
19
Stifel Financial
Missouri
– -$774K -60,644 Closed
UBS Group
20
UBS Group
Switzerland
– -$718K -56,191 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
– -$596K -46,710 Closed
NRI
22
NFP Retirement Inc
California
– -$538K -42,129 Closed
LPL Financial
23
LPL Financial
California
– -$399K -31,265 Closed
HBT
24
Hills Bank & Trust
Iowa
– -$392K -30,706 Closed
AIFAIM
25
American Institute for Advanced Investment Management
Arizona
– -$368K -28,840 Closed
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