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NIQ

NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ

Delisted

NIQ was delisted on the 23rd of June, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.1M -$461K -36,481 -4%
RVPG
2
Relative Value Partners Group
$6.68M -$1.04M -82,183 -14%
HighTower Advisors
3
HighTower Advisors
Illinois
$6.34M -$298K -23,630 -5%
AC
4
Almitas Capital
California
$6.17M +$4.67M +369,812 +327%
LSC
5
Logan Stone Capital
Illinois
$2.46M +$2.44M +192,835 New
CAPTRUST Financial Advisors
6
CAPTRUST Financial Advisors
North Carolina
$2.24M +$4.6K +364 +0.2%
Bank of America
7
Bank of America
North Carolina
$1.94M +$400K +31,646 +26%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$1.9M +$802K +63,506 +75%
SOA
9
Sea Otter Advisors
Florida
$1.63M +$1.61M +127,811 New
GC
10
Guggenheim Capital
Illinois
$1.56M -$18.8K -1,491 -1%
YCM
11
Yakira Capital Management
Connecticut
$1.04M +$1.03M +81,172 New
1CP
12
1607 Capital Partners
Virginia
$942K – – –
IWC
13
Integrated Wealth Concepts
Massachusetts
$939K -$4.37K -346 -0.5%
USCWA
14
U.S. Capital Wealth Advisors
Texas
$858K -$12.6K -1,000 -1%
Stifel Financial
15
Stifel Financial
Missouri
$774K -$56.3K -4,458 -7%
UBS Group
16
UBS Group
Switzerland
$718K -$38.5K -3,047 -5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$596K -$26.5K -2,097 -4%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$546K -$66.5K -5,268 -11%
NRI
19
NFP Retirement Inc
California
$538K -$4.55K -360 -0.8%
GIP
20
Greatmark Investment Partners
Georgia
$460K – – –
LPL Financial
21
LPL Financial
California
$399K -$170K -13,450 -30%
HBT
22
Hills Bank & Trust
Iowa
$392K +$388K +30,706 New
AIFAIM
23
American Institute for Advanced Investment Management
Arizona
$368K +$12.6K +1,000 +4%
CAN
24
Cetera Advisor Networks
California
$365K – – –
RJFSA
25
Raymond James Financial Services Advisors
Florida
$355K +$352K +27,830 New
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