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NIOBW

NioCorp Developments Ltd Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
BFM
1
Boothbay Fund Management
New York
$2.32M +$22.3K +10,000 +2%
CM
2
Caption Management
Oklahoma
$1.14M +$113K +50,797 +8%
AC
3
Aristeia Capital
Connecticut
$1.11M +$233K +104,339 +19%
AS
4
Altshuler Shaham
Israel
$821K
PEAK6
5
PEAK6
Illinois
$603K +$336K +150,604 +74%
BOCH
6
Blue Owl Capital Holdings
New York
$525K -$1.24M -556,048 -63%
OMC
7
Oasis Management Company
Cayman Islands
$446K
Jane Street
8
Jane Street
New York
$344K +$13 +6 +0%
WAM
9
Wolverine Asset Management
Illinois
$334K -$110K -49,476 -20%
LA
10
Linden Advisors
New York
$326K
EI
11
Ethic Inc
New York
$97.8K +$48.9K +21,931 New
ICM
12
Ionic Capital Management
New York
$81.1K +$39.8K +17,842 +60%
LIA
13
Limestone Investment Advisors
New York
$73.4K
D.E. Shaw & Co
14
D.E. Shaw & Co
New York
$72.5K
NA
15
NewEdge Advisors
Louisiana
$31.3K -$2.28K -1,021 -5%
VAS
16
VR Advisory Services
Cayman Islands
$26.3K
FAM
17
Flaharty Asset Management
Florida
$17.1K
SA
18
Sanctuary Advisors
Indiana
$17.1K
EPM
19
Equitec Proprietary Markets
Illinois
$6.84K
UBS Group
20
UBS Group
Switzerland
$2.54K +$3.31K +1,486 New
PAI
21
Pittenger & Anderson Inc
Nebraska
$513
TCM
22
TD Capital Management
Tennessee
$257
Osaic Holdings
23
Osaic Holdings
Arizona
$128
KPF
24
K2 Principal Fund
Ontario, Canada
-$93.2K -50,100 Closed
Morgan Stanley
25
Morgan Stanley
New York
-$186 -100 Closed