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NIOBW

NioCorp Developments Ltd Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
BFM
1
Boothbay Fund Management
New York
$2.89M +$142K +80,000 +15%
AC
2
Aristeia Capital
Connecticut
$959K +$58.4K +32,976 +5%
CM
3
Caption Management
Oklahoma
$936K
AS
4
Altshuler Shaham
Israel
$630K -$53.1K -30,000 -6%
PEAK6
5
PEAK6
Illinois
$494K
OMC
6
Oasis Management Company
Cayman Islands
$482K
BOCH
7
Blue Owl Capital Holdings
New York
$381K -$91.8K -51,820 -16%
Jane Street
8
Jane Street
New York
$281K -$25 -14 -0%
WAM
9
Wolverine Asset Management
Illinois
$278K +$5.35K +3,022 +2%
LA
10
Linden Advisors
New York
$267K
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$62.8K
LIA
12
Limestone Investment Advisors
New York
$60.1K
VF
13
Virtu Financial
New York
$40K +$49.8K +28,101 New
NA
14
NewEdge Advisors
Louisiana
$25.6K
VAS
15
VR Advisory Services
Cayman Islands
$21.5K
SA
16
Sanctuary Advisors
Indiana
$14K
MWM
17
Modern Wealth Management
Kansas
$14K +$17.7K +10,000 New
UBS Group
18
UBS Group
Switzerland
$7.19K +$6.46K +3,648 +245%
EPM
19
Equitec Proprietary Markets
Illinois
$5.6K
PAI
20
Pittenger & Anderson Inc
Nebraska
$420
TCM
21
TD Capital Management
Tennessee
$210
Osaic Holdings
22
Osaic Holdings
Arizona
$105
ICM
23
Ionic Capital Management
New York
-$81.1K -47,423 Closed
EI
24
Ethic Inc
New York
-$97.8K -21,931 Closed
FAM
25
Flaharty Asset Management
Florida
-$17.1K -10,000 Closed