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Nuveen Select Maturities Municipal Fund
NIM

Name Holding Trade Value Shares
Change 		Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$7.33M +$104K +11,300 +1%
TIM
2
Tortoise Investment Management
New York
$5.81M +$267K +29,005 +5%
Morgan Stanley
3
Morgan Stanley
New York
$5.76M -$1.66M -180,542 -22%
Jones Financial Companies
4
Jones Financial Companies
Missouri
$2.77M +$1.22M +132,375 +80%
GC
5
Guggenheim Capital
Illinois
$2.25M -$152K -16,561 -6%
UBS Group
6
UBS Group
Switzerland
$2.21M +$232K +25,227 +12%
Bank of America
7
Bank of America
North Carolina
$1.65M +$41.5K +4,516 +3%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$1.13M +$45.1K +4,906 +4%
WAM
9
Wolverine Asset Management
Illinois
$872K -$108K -11,752 -11%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$741K -$8.78K -955 -1%
Stifel Financial
11
Stifel Financial
Missouri
$710K – – –
Wells Fargo
12
Wells Fargo
California
$690K -$46.1K -5,014 -6%
BSTWA
13
Blake Schutter Theil Wealth Advisors
Ohio
$669K +$664K +72,277 New
LSC
14
Logan Stone Capital
Illinois
$559K -$79K -8,601 -12%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$512K +$131K +14,253 +35%
AIM
16
Anchor Investment Management
South Carolina
$397K – – –
FCI
17
Financial Counselors Inc
Kansas
$358K – – –
NFG
18
Nations Financial Group
Iowa
$350K – – –
SDWIA
19
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$314K – – –
LPL Financial
20
LPL Financial
California
$299K – – –
DWT
21
Dorsey & Whitney Trust
South Dakota
$283K – – –
SI
22
Stephens Inc
Arkansas
$275K +$36.8K +4,000 +16%
LF
23
Lee Financial
Texas
$269K +$267K +29,000 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$249K +$40.5K +4,409 +20%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$238K +$138 +15 +0.1%
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